Ashika Stock Broking Limited

2 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Respondents to pass fresh order on merits after giving personal hearing to appellant

SAT-appeal

The appeal concerned interim restrictions imposed during ongoing investigations, including a restraint on proprietary trading and earlier restraint on taking new clients.
Appeal disposed of without costs. · Appellant permitted to take fresh clients under the impugned order.
Appeal: Appeal No. 146 of 2011 disposed of by SAT on 12 September 2011 without costs
SAT matter SATV-5DBE8FD74E790F1DFB8EAFA9
Impugned order dated October 25, 2013 quashed and set aside · Matter restored to file of respondents for fresh consideration
Appeal: Appeal No. 207 of 2013 decided on 03.04.2014 - disposed of as remanded with no order as to costs

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Source: SecMarx — Ashika Stock Broking Limited. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.