Arun Kapoor HUF

3 matters before the Securities Appellate Tribunal

Penalties and directions recorded

If filed, SEBI must accept it under the SEBI Settlement Scheme, 2022 as an application in a pending proceeding and pass appropriate orders.

SAT-appeal

SAT matter SATV-14DA630843D1894A4F23F8D9
Hearing of Appeal No. 320 of 2022 adjourned · Registry directed to list the appeal on 28 July 2022
Appeal: Appeal No. 320 of 2022 adjourned on 29 June 2022 and directed to be listed on 28 July 2022; no final disposal recorded
Entities allegedly executed reversal trades in the stock option segment of the Bombay Stock Exchange during the period April 1, 2014 to September 30, 2015.
Appeal disposed of. · Appellant directed to file an appropriate settlement application before the concerned authority.
Appeal: Appeal No. 320 of 2022 disposed of on 23 August 2022; Miscellaneous Applications Nos. 590, 591 and 592 of 2022 also disposed of.
Illiquid stock option matter; specific charges not detailed in this adjournment order
Adjourned and listed for admission on August 23, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment of charges
Appeal: Appeal No. 320 of 2022 with Misc. Applications 590-592 of 2022 pending for admission; adjourned to August 23, 2022

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Source: SecMarx — Arun Kapoor HUF. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.