Artha Vrddhi Securities Ltd.

6 matters before the Securities Appellate Tribunal

SAT-appeal

Shortfall and non-availability of client funds, non-settlement and funding of client transactions, misuse of funds raised by pledging client securities, and non-reconciliation of client securities.
Appeal against NSE order dated 29 June 2020 dismissed. · Disabling of all trading terminals from all segments upheld.
Appeal: Appeal No. 207 of 2020 dismissed by SAT on 12 November 2020; Misc. Applications Nos. 306 and 292 of 2020 also considered.
SAT matter SATV-52D4037B14CB188F3582176A
Urgency application disposed of as matter taken up · Adjournment granted; listed for admission on March 11, 2022
Appeal: Appeal No. 96 of 2022 with Misc. Applications No. 141, 142, 143 of 2022 pending; adjourned to March 11, 2022 for admission
Shortfall in clients' funds and net-worth deficiency by broker despite interim direction to recoup, leading to disabling of trading terminals.
Effect and operation of NSE order dated 29 June 2020 disabling trading terminals stayed subject to deposit conditions · Appellant to deposit phased amounts towards recouping clients funds with affidavit before next date
Appeal: Appeal Lodging No.197 of 2020 with Misc. Applications 182-183 of 2020; stay granted on 15.7.2020, pending admission and final disposal
SAT matter SATV-7215046FA2991BD1FF581A06
Appeal to be listed on 16 September 2020 for admission and for final disposal · Parties to act on digitally signed copy sent by fax and/or email
Appeal: Appeal Lodging No.197 of 2020 pending; listed for admission and final disposal on 16 September 2020
SAT matter SATV-8E8FD29F0B6DAF1987FC3E47
Order reserved after hearing parties through video conference
Appeal: Appeal No. 207 of 2020 with Misc. Application No. 306 of 2020 and Misc. Application No. 292 of 2020 - order reserved on 02.11.2020
SAT matter SATV-D58192A86943F3B956D36AC1
Permission to withdraw Appeal No. 96 of 2022 granted · Appeal dismissed as not pressed at this stage
Appeal: Appeal No. 96 of 2022 dismissed as not pressed on 11.03.2022; Misc. Applications 141-143 of 2022 disposed of

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Source: SecMarx — Artha Vrddhi Securities Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.