Arnav Gupta

4 matters before the Securities Appellate Tribunal

Penalties and directions recorded

AO ex parte order dated 20 October 2021 imposing Rs.10 lakh penalty quashed
AO order dated October 20, 2021 imposing Rs 10 lakh penalty quashed

SAT-appeal

SAT matter SATV-43A28765EEF8D594266486DE
Delay in filing appeals condoned, Misc. Applications allowed · Appeals taken up together, heard and order reserved
Appeal: Appeal Nos. 137 and 138 of 2022 with Misc. Applications 228 and 229 of 2022; delay condoned, heard on 05.04.2022, order reserved
Alleged fraudulent / non-genuine trading in illiquid stock options on BSE platform in violation of PFUTP Regulations 3 and 4.
AO ex parte order dated 20 October 2021 imposing Rs.10 lakh penalty quashed · Recovery Certificate dated 25 January 2022 quashed
Appeal: Appeal Nos.137 of 2022 and 138 of 2022 allowed by SAT order dated 08.04.2022 (reserved on 05.04.2022)
Alleged fraudulent trading in illiquid stock options on BSE platform in violation of PFUTP Regulations 3 and 4
AO order dated October 20, 2021 imposing Rs 10 lakh penalty quashed · Recovery Certificate dated January 25, 2022 quashed
Appeal: Appeal No. 137 of 2022 and Appeal No. 138 of 2022 allowed by SAT on 08.04.2022 (reserved on 05.04.2022)
SAT matter SATV-7BEC37FB8F1E964B2C695E00
Delay condoned; Misc. Applications Nos. 228 and 229 of 2022 allowed · Appeal Nos. 137 and 138 of 2022 heard; order reserved
Appeal: Appeal Nos. 137 and 138 of 2022 with Misc. Applications 228 and 229 of 2022 - delay condoned, heard, order reserved on 05.04.2022

Analyse these matters in Ontology · Plans

Source: SecMarx — Arnav Gupta. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.