Arcadia Share & Stock Brokers Pvt. Ltd.

SAT-appeal

• SAT matter SATV-0469435673DB8B874E7BF399
  Appeals adjourned on the request of the appellants' counsel · Matters listed for 19 October 2023
  Appeal: Appeal Nos. 131, 194, 225 and 291 of 2023 were adjourned on 23 August 2023 and listed for 19 October 2023; no disposal on merits recorded
• SAT matter SATV-1F7A6A837661E5D774CDFE57
  Appeals adjourned on the request of the appellants · List the matters on 29 January 2024
  Appeal: Appeal Nos. 131, 194, 225 and 291 of 2023 were adjourned on 14 December 2023 and listed for 29 January 2024; no disposal on merits stated.
• SAT matter SATV-20A65D2DACAD933769DE76E7
  Appeals adjourned on the request of the appellants · List the matters on 29 January 2024
  Appeal: Appeal Nos. 131, 194, 225 and 291 of 2023 were adjourned on 14 December 2023 and listed for 29 January 2024; no disposal on merits stated.
• SAT matter SATV-5853F2893CDEF08CB4701555
  Adjourned on the request of the learned counsel for the appellants · List on December 14, 2023
  Appeal: Appeal Nos. 131, 194, 225 and 291 of 2023 with Misc. Application No. 200 of 2023 pending; adjourned to December 14, 2023
• Circular synchronised cross deals in Orient Information Technology Ltd creating artificial volumes in violation of FUTP Regulations and broker code of conduct
  Suspension and debarment converted to monetary penalty of Rs. 1 lac each · Liability joint and several in Appeal No. 143 of 2006
  Appeal: Appeal Nos. 141, 142 and 143 of 2006 disposed on 28.8.2007 with no order as to costs
• Arcadia allegedly pledged client securities for bank loan; NSE/CDSL restrained Kotak from invoking pledge till ownership ascertained.
  Held NSE has jurisdiction only against its trading members, not third-party non-members like Kotak · Interim order dated May 18 2021 permitted Kotak to sell Arcadia's own securities per Annexure 2
• SAT matter SATV-A35594FFFB118B7C6ED91B45
  Adjourned due to non-availability of the bench · List on March 21, 2024
  Appeal: Appeal Nos. 131, 194, 225 and 291 of 2023 pending; adjourned on 29.01.2024 to 21.03.2024
• SAT matter SATV-A6D3E8A373C7CC1DB62038ED
  Adjourned by consent; matter to be called on April 22, 2025
  Appeal: Appeal Nos. 131, 194, 225 and 291 of 2023 pending; adjourned to April 22, 2025 vide order dated 17.03.2025
• Six self-trades for 11 shares in Veritas (India) Ltd creating fictitious volume and manipulative trading; two via Arcadia as broker and counter-party broker.
  Impugned adjudication order quashed and set aside · Case remanded to SEBI for fresh adjudication with fresh SCNs
  Appeal: Appeal No.367 of 2014 and Appeal No.384 of 2014 disposed on 27/02/2015 by common order remanding for fresh adjudication (reserved 27/01/2015)
• SAT matter SATV-B2AEA8DD1F87E3F47E98D390
  Adjourned on request of learned counsel for the appellant · List on October 19, 2023
  Appeal: Appeal Nos. 131, 194, 225, 291 of 2023 with Misc. Application No. 200 of 2023 adjourned on 23.08.2023; next listing October 19, 2023; no disposal on merits
• SAT matter SATV-F0603BA1953851D785CFDE48
  Adjourned on request of learned counsel for the appellants · List matter on December 14, 2023
  Appeal: Appeal Nos. 131, 194, 225, 291 of 2023 with Misc. Application No. 200 of 2023 pending before SAT; adjourned to December 14, 2023
• SAT matter SATV-57169E5F9798980B8405869E
  Adjournment granted by consent; matters to be called on July 31, 2026
  Appeal: Appeal Nos. 131, 194, 225 and 291 of 2023 pending before SAT; adjourned by consent to 31.07.2026
• 6 self-trades for 11 shares in Veritas (India) Ltd during Sep 2010-Mar 2012 creating false/fictitious volume and 375 trades impacting LTP/high-low; broker executed 2 self-trades as broker and counter-party broker.
  Impugned adjudication order quashed and set aside · Case remanded to SEBI for fresh adjudication proceedings
  Appeal: Appeal No.367 of 2014 and Appeal No.384 of 2014 disposed by common order dated 27/02/2015 (reserved 27/01/2015) - allowed by way of remand
• SAT matter SATV-DD78F6D864C612F941C3A80F
  Adjournment granted in Appeal No. 194 of 2023 by consent; all matters to be called on July 26, 2024
  Appeal: Appeal Nos. 131, 194, 225, 291 of 2023 pending before SAT; adjourned on 19.06.2024 to 26.07.2024, no disposal on merits