Anugrah Stock & Broking Pvt. Ltd.
Penalties and directions recorded
- Matters listed for 28 December 2020
- Appeal dismissed for failure to remove Registry objections for almost two years
- Direct appellant to deposit Rs 165 crores with NSE within two weeks in interest-bearing account
- Appellant to give NCL an undertaking to deposit Rs. 212 crore or such amount as directed by the Tribunal
- List matters on December 28, 2020
SAT-appeal
- SAT matter SATV-1688F65CE623030CC3ADF916NSE to take instructions regarding its 18 November 2020 Standard Operating Procedure · SEBI to file the Section 11 and 11B order against Anugrah Stock & Broking Pvt. Ltd. on the next dateAppeal: Appeal Nos. 288, 305 and 325 of 2020 were heard by SAT on 14 December 2020 and listed for 28 December 2020; no final disposal recorded
- SAT matter SATV-2B359589AD83C6C1B8FE4C7BAppeal dismissed for failure to remove Registry objections for almost two years · Miscellaneous Application No. 15 of 2023 disposed ofAppeal: Appeal No. 48 of 2023 dismissed on 18 January 2023; Misc. Application No. 15 of 2023 disposed of
- SAT matter SATV-3591D45045B446A9E70106D7Appeal dismissed as withdrawnAppeal: Appeal No. 71 of 2009 dismissed as withdrawn on 05.06.2009
- SAT matter SATV-6921D457D1AEA89671030631Misc. Application No. 651 of 2025 seeking restoration and revival of Appeal No. 48 of 2023 dismissed for lack of bonafide · Pending interlocutory applications disposed of with no costsAppeal: Civil Appeal No. 5869/2023 before Supreme Court decided 27.01.2025: declined to disturb SAT order dated 18.01.2023; liberty under para 8 to show genuine difficulties via application to Tribunal
- Alleged unauthorized Derivatives Advisory Services (DAS) since May 2017, later via sister agency Om Shri Sai Investments, collecting ~Rs 165.10 crores from investors.Stay of NSE ex-parte order dated 03.08.2020 with immediate effect · Restrain appellant and OSSI from continuing DAS business during pendency of appealAppeal: Appeal Lodging No. 245 of 2020 with Misc. Appl. Nos. 244/2020 and 245/2020 against NSE order 03.08.2020; stayed on 17.08.2020, pending final hearing 14.10.2020
- SAT matter SATV-B03E56D6047FC80280C9F58CAdjourned on request of the appellant · List on 18 January 2023Appeal: Misc. Application No.15 of 2023 and Appeal No.48 of 2023 pending before SAT; adjourned to 18 January 2023
- SAT matter SATV-3E0731731EBA26A104CB9BBDAppeal No. 245 of 2020 dismissed as infructuous · Appellant left open to challenge the committee order dated 3 September 2020Appeal: Appeal No. 245 of 2020 decided on 21 October 2020; dismissed as infructuous
- Challenge to NCL's jurisdiction to direct reinstatement of securities allegedly sold by the professional clearing member to meet Anugrah's obligations.Appellant to give NCL an undertaking to deposit Rs. 212 crore or such amount as directed by the Tribunal · Respondents to file replies within three weeks from 5 November 2020Appeal: Appeal (L) No. 441 of 2020; order dated 5 November 2020; matter adjourned for admission and final disposal to 23 December 2020
- Dispute relating to NSE SOP circular and default by broker Anugrah Stock & Broking Pvt. Ltd.NSE to take instructions on Circular dated November 18, 2020 on SOP · SEBI to file copy of Section 11 & 11B order against Anugrah Stock on next dateAppeal: Appeal Nos. 288, 305 and 325 of 2020 pending before SAT; listed on December 28, 2020
- Appeals relating to NSE SOP circular and SEBI Section 11/11B order against defaulted broker Anugrah Stock & Broking Pvt. Ltd.List Appeal Nos. 288, 305 and 325 of 2020 on December 28, 2020 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearingAppeal: Appeal Nos. 288, 305 and 325 of 2020 pending before SAT; adjourned to December 28, 2020 with no disposal
Source: SecMarx — Anugrah Stock & Broking Pvt. Ltd.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.