Anil Agrawal
Penalties and directions recorded
- All listed matters adjourned and directed to be listed on 10 May 2021.
- All listed matters were adjourned and directed to be put up on 10 May 2021.
- All matters listed for 10 May 2021.
- All matters to be listed on 10 May 2021
- All matters listed for 10 May 2021
SAT-appeal
- SAT matter SATV-14A6A81B0C3BEC4F04B3E7ACAll listed matters adjourned and directed to be listed on 10 May 2021. · SEBI to file a reply in Appeal No. 181 of 2021 to the delay application and memo of appeal.Appeal: Multiple appeals listed together; matters adjourned to 10 May 2021. No final disposal recorded.
- SAT matter SATV-1E33CC07CFDC50EAE132FF66All listed matters were adjourned and directed to be put up on 10 May 2021. · SEBI was directed to file a reply in Appeal No. 181 of 2021 to the delay application and memo of appeal.Appeal: Multiple appeals and stay/intervention applications were adjourned; no appeal was finally disposed of.
- SAT matter SATV-215A1E2366A853C875A2F206All matters listed for 10 May 2021. · SEBI directed to file a reply in Appeal No. 181 of 2021 to the delay application and memo of appeal.Appeal: Multiple connected appeals and applications were listed; no appeal was finally disposed of on 4 May 2021.
- SAT matter SATV-2F6B6C151B3AB437B7DD1985All matters to be listed on 10 May 2021 · SEBI to file a reply in Appeal No. 181 of 2021 to the delay application and memo of appealAppeal: Multiple appeals were listed; matters adjourned to 10 May 2021. No final disposal stated.
- SAT matter SATV-337581BE6C0993849397E45AAll matters listed for 10 May 2021 · SEBI to file reply in Appeal No. 181 of 2021 to the delay application and memo of appealAppeal: Multiple appeals and connected applications were listed; no appeal was finally disposed of. Appeal No. 181 of 2021 required SEBI's reply by the next listing.
- SAT matter SATV-3EED75DE5E6E8358480D7DA1Put up all matters on Monday i.e. 10 May 2021 · Respondent SEBI to seek instructions and file reply in Appeal No.181 of 2021 Vibhuti Multitrade
- SAT matter SATV-4F3E6D10705EA8DD0244395EPut up all matters on 10 May 2021 · SEBI to file reply in Appeal No.181 of 2021 to delay application and memo of appealAppeal: Appeal Nos.54/2021,56/2021,526/2020,240-244/2019,363/2019,395-396/2020,403/2020,459/2020,467/2020,481/2020,181/2021 pending; adjourned to 10 May 2021
- SAT matter SATV-936779312A1C394F0CB35E5EList all clubbed matters on Monday i.e. 10 May 2021 · Respondent to seek instructions and file reply in Appeal No.181 of 2021 to delay application and memo of appealAppeal: Appeal Nos.54/2021,56/2021,526/2020,240-244/2019,363/2019,395/2020,396/2020,403/2020,459/2020,467/2020,481/2020,181/2021 pending; adjourned to 10 May 2021 vide order dated 4.5.2021; not disposed
- Manipulation of SAOL price and volume by funding Rajesh Kapoor via Uni Group to buy above LTP to facilitate Rs.200 crore private placement/QIP.Misc. Application No.51 and 52 of 2014 disposed - additional documents not allowed · Violation of PFUTP Reg 3(a)-(d), 4(1), 4(2)(d),(e) held established against all appellantsAppeal: Appeal Nos. 42, 43, 44 and 45 of 2014 heard together and disposed by common SAT order dated 19.11.2014
- SAT matter SATV-D8C78EB6D78349AE576C92BBList all clubbed appeals and misc applications on Monday, 10 May 2021 · SEBI to seek instructions and file reply in Appeal No.181 of 2021 Vibhuti Multitrade to delay application and memo of appealAppeal: Appeal Nos. 54/2021, 56/2021, 526/2020, 240-244/2019, 363/2019, 395-396/2020, 403/2020, 459/2020, 467/2020, 481/2020, 181/2021 pending; adjourned to 10 May 2021 with no final disposal
- SAT matter SATV-CE4B8A80A84F00830E96AA07Put up all batch matters on Monday i.e. 10th May 2021 · SEBI to seek instructions and file reply in Appeal No.181 of 2021 to delay application and memo of appealAppeal: Batch Appeals Nos.54/2021,56/2021,526/2020,240-244/2019,363/2019,395-396/2020,403/2020,459/2020,467/2020,481/2020,181/2021 pending before SAT; adjourned to 10 May 2021, no final disposal on 4.5.2021
- SAT matter SATV-DB725BC93A0A27283BE94816Put up all listed appeals and miscellaneous applications together on 10 May 2021 · SEBI to seek instructions and file reply in Appeal No.181 of 2021 Vibhuti Multitrade to delay application and memo of appealAppeal: Multiple appeals pending (Nos. 54/2021, 56/2021, 526/2020, 240-244/2019, 363/2019, 395/2020, 396/2020, 403/2020, 459/2020, 467/2020, 481/2020, 181/2021); adjourned to 10 May 2021 with stay/delay/intervention applications pending; no disposal on 4 May 2021
- SAT matter SATV-5D99952DCB4B42DE4C9BFBD3All matters were adjourned and directed to be listed on 10 May 2021. · SEBI was directed to file a reply in Appeal No. 181 of 2021 to the delay application and memo of appeal.Appeal: Multiple connected appeals were pending; matters adjourned to 10 May 2021. Appeals included Nos. 54/2021, 56/2021, 526/2020, 240-244/2019, 363/2019, 395/2020, 396/2020, 403/2020, 459/2020, 467/2020, 481/2020 and 181/2021.
- Manipulation of SAOL scrip price and volume during IP by funding Rajesh Kapoor via Uni Group to place buy orders above LTP to facilitate Rs.200 crore private placement/QIP.Misc. Applications No. 51 and 52 of 2014 rejected, additional documents not allowed · Violation of PFUTP Regulations held established against all 9 appellantsAppeal: Appeal Nos. 42, 43, 44 and 45 of 2014 decided by common SAT order dated 19.11.2014, penalties upheld
- SAT matter SATV-93E939E58E538BEFA2BB373CPut up all listed matters on Monday i.e. 10 May 2021 · Respondent to seek instructions and file reply in Appeal No.181 of 2021 to delay application and memo of appeal
- Manipulation of SAOL scrip price and volume during IP via SAOL funds routed through Uni Group to Rajesh Kapoor who bought above LTP to support planned Rs 200 cr private/QIP placement.Violation of PFUTP Regs 3 and 4 held established against all 9 appellants · Adjudicating Officer penalties held justified - higher for SAOL, Anil Agrawal, Rajesh Kapoor, lesser for Uni Group financiersAppeal: Appeal Nos. 42,43,44,45 of 2014 decided 19.11.2014 by common SAT order confirming AO order; Misc. Applications 51,52 of 2014 disposed/rejected
- SAT matter SATV-AF694C2849002589F33F4FF3All matters put up on Monday i.e. 10 May 2021 · Respondent to seek instructions and file reply in Appeal No.181 of 2021 Vibhuti Multitrade to delay application and memo of appeal
- SAT matter SATV-C5D7F014ACA84534414C25A0Put up all listed appeals and misc applications on Monday 10 May 2021 · SEBI to seek instructions and file reply in Appeal No.181 of 2021 Vibhuti Multitrade to delay application and memo of appeal
- Price-volume manipulation of SAOL scrip via funded buy orders above LTP to inflate price for planned Rs 200 crore private/QIP placement.Misc. Applications 51 and 52 of 2014 disposed of, additional documents rejected · Appeals 42-45 of 2014 dismissed, AO order upheld, PFUTP violations established
- Manipulation of price and volume of SAOL scrip by connected entities funding Rajesh Kapoor to buy above LTP to support proposed Rs.200 crore private placement/QIP.Misc. Application Nos. 51 and 52 of 2014 disposed of as rejected - additional documents not allowed · Violation of PFUTP Regulations 3(a)-(d), 4(1), 4(2)(d),(e) held established against all appellantsAppeal: Appeal Nos. 42, 43, 44 and 45 of 2014 decided on 19.11.2014 - common order upholding adjudication order; Misc. Applications 51, 52 of 2014 disposed of
Other
- SAT matter SATV-3E8ACB65BC9D621C3B719409All listed appeals and misc applications put up together on 10 May 2021 · SEBI to seek instructions and file reply in Appeal No.181 of 2021 to delay application and memo of appeal
Source: SecMarx — Anil Agrawal. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.