Anand Rathi Share and Stock Brokers Limited
Penalties and directions recorded
- Parties directed to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
- Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
- Parties to approach Registrar 48 hours before fixed date to confirm video or physical hearing
- Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
- Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
SAT-appeal
- SAT matter SATV-0467C6FD2432E43016385190Matter adjourned on the joint request of the parties · Listed for 16 November 2022Appeal: Appeal No. 372 of 2021 was adjourned on 14 October 2022 and listed for 16 November 2022
- SAT matter SATV-063CCAE7242A2330DD77DF2EMatter adjourned on the appellant's request · Appeal listed for 3 August 2022Appeal: Appeal No. 241 of 2020; order dated 15 July 2022; adjourned and listed for 3 August 2022
- MCX restrained the appellant from taking up or onboarding new clients for 15 days after the appellant reported its sixth technical glitch.Impugned email communication dated 5 December 2024 set aside · MCX directed to refer the matter to MCSGFC for examination in accordance with lawAppeal: Appeal No. 698 of 2024 disposed of by SAT on 10 December 2024; Misc. Application No. 1285 of 2024 also disposed of
- SAT matter SATV-30CA287D5D0D49CB1B4F9A52Appeal listed for hearing on 9 August 2021 · Parties directed to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearingAppeal: Appeal No. 241 of 2020 was pending and adjourned for listing on 9 August 2021; no disposal on merits mentioned
- SAT matter SATV-18952B25E0CFC02D3970909CAdjourned on request of counsel for respondent · List on November 7, 2022Appeal: Appeal No. 241 of 2020 pending, adjourned to November 7, 2022
- SAT matter SATV-3E47B47C7826298565CB805FMatter adjourned due to non-availability of bench · Listed for 9 February 2024Appeal: Appeal No. 241 of 2020 was adjourned on 15 January 2024; next listed on 9 February 2024
- SAT matter SATV-3D947369CF05A627720EF7ACAdjourned on joint request of the parties · List on December 18, 2023Appeal: Appeal No. 372 of 2021 with Misc Application No. 616 of 2021 adjourned, next listed on December 18, 2023
- SAT matter SATV-31D35D6569D984E03069EB8FAdjourned on request of learned counsel for appellant · List on January 15, 2024Appeal: Appeal No. 241 of 2020 pending before SAT, adjourned on 29.11.2023, next listed on January 15, 2024
- SAT matter SATV-3CC41622968FE8D58739C1ABAdjourned on request of appellant's counsel · List on March 29, 2023Appeal: Appeal No. 241 of 2020 pending; adjourned to March 29, 2023
- SAT matter SATV-5ED5D80BAF8E25C46810A43BList Appeal No. 372 of 2021 on January 7, 2022 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearingAppeal: Appeal No. 372 of 2021 with Misc. Application No. 616 of 2021 (Urgency Application) pending; listed on January 7, 2022
- SAT matter SATV-6C4B9CCDF5B7E7155C048017Respondent to file reply and appellant to file rejoinder thereafter · Amount withdrawn by respondent to remain subject to result of appealAppeal: Appeal (L) No. 242 of 2020 pending before SAT; listed for admission and final disposal on October 8, 2020
- SAT matter SATV-6E3F3ECDD007419473EBD9F2Adjourned on joint request of parties · List on June 27, 2023Appeal: Appeal No. 372 of 2021 with Misc Application No. 616 of 2021 adjourned on joint request; next listing June 27, 2023
- SAT matter SATV-A0E22F9FC27E56D4FADC19F6Adjourned on request of learned counsel for respondent · List on May 30, 2022Appeal: Appeal No. 241 of 2020 pending; adjourned to May 30, 2022
- SAT matter SATV-A5894B89187B0AAE95108C3FHeard, order reservedAppeal: Appeal No. 241 of 2020 heard on 07.03.2025, order reserved, disposal pending
- SAT matter SATV-AA2F653F430A5926BF27374BList Appeal No. 241 of 2020 on July 15, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearingAppeal: Appeal No. 241 of 2020 pending before SAT; adjourned vide order dated 20.05.2021 to July 15, 2021
- SAT matter SATV-A6EA4417B8945CDCB98C683DList matter on January 7, 2022 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearingAppeal: Appeal No. 372 of 2021 with Misc. Application No. 616 of 2021 (Urgency Application) pending, listed on January 7, 2022
- SAT matter SATV-AC5087D64F8DF6BA49E8110AAdjourned due to non-availability of bench · List on June 27, 2024Appeal: Appeal No. 372 of 2021 with Misc. Application No. 616 of 2021 adjourned on 15.04.2024, next listing June 27, 2024, no disposal
- SAT matter SATV-D8D115C151D6E9BBF04511EFUrgency application Misc. Application No. 616 of 2021 disposed of after hearing · Respondent (NSE) to file reply within three weeks from 20.05.2021Appeal: Appeal No. 372 of 2021 pending; Misc. Application No. 616 of 2021 (urgency) disposed of on 20.05.2021; next date 28.07.2021
- SAT matter SATV-4BE1AAC7432FBC3C83E0B161Rejoinders may be filed; time granted. · Appeals listed for 04 May 2026.Appeal: Multiple appeals were pending before SAT; rejoinders were stated to be pending and the matters were adjourned to 04 May 2026.
- SAT matter SATV-F9A61D3F0F541B73BDC1085EMatter adjourned and directed to be called on July 6, 2026 at request of appellants counselAppeal: Appeal Nos. 372/2021, 188/2023, 92/2024, 183/2025, 334/2025, 343/2025, 344/2025, 403/2025, 504/2025 pending; adjourned to 06.07.2026
- SAT matter SATV-FB0F7B4F28B2A4F411AF7E51By consent, matter to be called on June 12, 2025Appeal: Appeal No. 251 of 2025 pending before SAT Mumbai; adjourned by consent to June 12, 2025 vide order dated June 2, 2025
- SAT matter SATV-5B0050A358AAB4E56E953208Adjourned on the appellant's counsel's request · Matter listed for 20 October 2023Appeal: Appeal No. 372 of 2021; adjourned on 1 September 2023 and listed for 20 October 2023
- SAT matter SATV-636A1D04BC62CD2D91753B15In Appeal No. 017 of 2026, respondent allowed two weeks to file reply. · Rejoinder, if any, to be filed within two weeks thereafter.Appeal: Multiple appeals listed together; Appeal No. 001 of 2026 stated to have been disposed of by order dated 30 June 2026. Other listed appeals adjourned, with matters called on 08 September 2026.
- SAT matter SATV-81C49CA78573A93A747E7D5DAdmit Appeal No. 251 of 2025 · Respondent SEBI granted six weeks to file replyAppeal: Appeal No. 251 of 2025 admitted on 12.06.2025; pending, next hearing on September 17, 2025
- SAT matter SATV-8F94E9AA67D1B9C725FE0F42List Appeal No. 241 of 2020 for hearing on July 15, 2021 · Parties to ascertain from Registrar 48 hours in advance whether hearing will be via video conference or physicalAppeal: Appeal No. 241 of 2020 pending before SAT; adjourned to July 15, 2021 with no disposal on merits in this order
- SAT matter SATV-8C75303709CFF9B50BC3D2AACall / listed on August 7, 2024Appeal: Appeal No. 241 of 2020 heard on 25.06.2024, adjourned to 07.08.2024
- SAT matter SATV-B0B07BEF00C10E045815AFE5Impugned NSE Standing Committee order allowed to be withdrawn · NSE Committee permitted to rehear all parties and pass fresh order on meritsAppeal: Appeal No. 297 of 2014 disposed on 16.11.2016 with no order as to costs
- SAT matter SATV-CBFFA487C039048FC634DE0DAdjourned due to non-availability of bench · Listed on April 5, 2024Appeal: Appeal No. 241 of 2020 pending before SAT Mumbai; adjourned on 09.02.2024 to 05.04.2024
- SAT matter SATV-E5FA224F867F0211C882D5DFTime granted to learned Advocate for respondent · By consent, call on 12.12.2024Appeal: Appeal No. 241 of 2020 pending; adjourned by consent to 12.12.2024 vide order dated 21.10.2024
- Plea for annulment of 26 Sep 2013 NIFTY Options sell trades alleging erroneous market-rate orders executed at abysmally low prices due to counterparty orders far from market/theoretical price.Appeal: Appeal No. 286 of 2017 reserved 07.05.2019 decided 10.06.2019; prior Appeal 297/2014 remanded 16.11.2016 per Emkay Appeal 64/2013 decided 26.08.2014
Source: SecMarx — Anand Rathi Share and Stock Brokers Limited. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.