Amit Jain

3 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Penalty amount deposited under protest to be kept in interest bearing account; Misc. Application No. 491 of 2026 disposed of as infructuous
WTM to consider application and pass appropriate orders thereafter
Application to be accompanied by Rs. 30 lakh deposit as condition precedent

SAT-appeal

SAT matter SATV-916E45596843464B8F8185FD
Delay of 22 days condoned; Misc. Application No. 492 of 2026 disposed of · Appeal admitted
Appeal: Appeal No. 196 of 2026 admitted on 17.07.2026 and pending; next date 06.10.2026
SAT matter SATV-B321F14E810AFF40AAF684F9
As prayed, post on 17.07.2026
Appeal: Appeal No. 196 of 2026 along with Misc. Application Nos. 491, 492 & 544 of 2026 pending, adjourned to 17.07.2026
Carrying on investment advisory services without obtaining certificate of registration under Regulation 3 of IA Regulations, 2013
Appeal dismissed to extent appellants admittedly did unregistered investment advisory · WTM direction to refund entire collections remanded for scrutiny limited to advisory fees
Appeal: Appeal No. 234 of 2022 decided on 27 April 2023: dismissed on liability, remanded to WTM for requantification

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Source: SecMarx — Amit Jain. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.