Amalendu Mukherjee

SAT-appeal

• Alleged insider trading in the scrip of Ricoh India Pvt. Ltd., violating the PIT Regulations and Section 12A of the SEBI Act.
  Appeal No. 311 of 2022 dismissed · Penalty imposed by the Adjudicating Officer upheld
  Appeal: Appeal No. 311 of 2022 dismissed on 27 June 2022; prior SAT Appeal No. 211 of 2020 decided on 19 January 2021, with the Supreme Court civil appeal dismissed and review application rejected.
• SAT matter SATV-05080D468F1E0F57DF9AB36C
  Appeal No. 148 of 2020 dismissed as infructuous · Miscellaneous Application No. 137 of 2020 disposed of
  Appeal: Appeal No. 148 of 2020 dismissed as infructuous on 7 July 2020; appellant permitted to separately challenge the WTM order dated 6 July 2020
• SAT matter SATV-06029F0D33243C2F8E1F5C0E
  Matter adjourned on the appellant's request · List on 23 March 2021
  Appeal: Review Application No. 2 of 2021 and Miscellaneous Application No. 138 of 2021 in Appeal No. 211 of 2020; adjourned on 10 March 2021 and listed for 23 March 2021
• SAT matter SATV-11C1B05E5BE55E3B6DC61EEA
  Review Application No. 2 of 2021 listed for 10 March 2021 · Parties directed to contact the Registrar 48 hours before the listed date regarding hearing mode
  Appeal: Review Application No. 2 of 2021 in Miscellaneous Application No. 138 of 2021 and Appeal No. 211 of 2020; listed for 10 March 2021; no disposal recorded
• Prima facie fraudulent and unfair trade practice - financial fraud by key managerial personnel of Ricoh India Ltd in 2015 allegedly in collusion with appellant
  Appeal No. 73 of 2018 dismissed with no order as to costs · Misc. Application No. 45 of 2018 disposed as infructuous
  Appeal: Appeal No. 73 of 2018 with Misc. Application No. 45 of 2018 decided on 14.03.2018 - dismissed with no order as to costs
• SAT matter SATV-8028CB2FAD9EB4018CAC5A39
  Review Application No.2 of 2021 fails and is dismissed with no order as to costs · Parties to act on digitally signed copy sent by fax and/or email
  Appeal: Review Application No.2 of 2021 and Misc. Application No.138 of 2021 in Appeal No.211 of 2020 dismissed by SAT order dated 23.3.2021
• SAT matter SATV-F126FF60D28DA6DFAF14BA7A
  Matter adjourned on respondent's adjournment application and listed on October 16, 2020 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
  Appeal: Appeal No. 211 of 2020 with Misc. Application No. 195 of 2020 and Misc. Application No. 193 of 2020 pending; adjourned to October 16, 2020
• Alleged insider trading in Ricoh India Ltd using knowledge of false financial statements and fictitious vendor transactions; liquidated shares on 20/11/2015 for unlawful gains.
  Urgency Application No.136 of 2020 allowed and disposed off · No interim relief granted; stay application disposed off; bank/demat freeze continues
  Appeal: Appeal (L) No.169 of 2020 vs WTM order 17/03/2020 decided 27/05/2020: urgency allowed, interim stay refused, appeal pending for admission 07/07/2020
• Insider trading in Ricoh India Ltd while in possession of UPSI about manipulated/fragile financials and fictitious transactions via FDSL trades on 17 Nov 2015.
  Impugned WTM order: disgorge Rs 2,30,34,010 with 12% p.a. interest from 17 Nov 2015 · Impugned WTM order: debarred from securities market for 7 years from date of deposit
  Appeal: Present Appeal No. 211 of 2020 decided on 19.01.2021; prior appeal against impounding order disposed on 27 May 2020
• SAT matter SATV-6447CC5817F1CB63C2B36518
  Misc. Application No. 195 of 2020 for additional documents allowed and taken on record · Misc. Application No. 193 of 2020 for urgent hearing disposed of
  Appeal: Appeal No. 211 of 2020 heard on 23.10.2020, order reserved and not disposed; Misc. Applications Nos. 195 and 193 of 2020 decided
• SAT matter SATV-7918F4EBD9BF0466858E03B7
  Passed over and listed on 8 October 2020 for final disposal · Parties to contact Registrar 48 hours before fixed date for hearing mode
  Appeal: Appeal No. 211 of 2020 with Misc. Application No.195 of 2020 and No.193 of 2020 pending; adjourned to 8 October 2020 for final disposal
• SAT matter SATV-A85035927076B46EDE8FC8E8
  Put up Appeal No. 211 of 2020 for further hearing on October 23, 2020 after part-hearing · Parties to take instructions from Registrar 48 hours before date fixed on video conference vs physical hearing
  Appeal: Appeal No. 211 of 2020 pending, part-heard on 16.10.2020, adjourned to October 23, 2020
• SAT matter SATV-97DE41D02335F1605416F2AC
  Respondent SEBI to file reply within four weeks from 20 July 2020 · Appellant to file rejoinder within three weeks after reply is filed
  Appeal: Appeal Lodging No. 203 of 2020 with Misc. Application No. 195 of 2020 and Misc. Application No. 193 of 2020 pending before SAT; listed for admission and final disposal on 25 September 2020; not finally decided