Almondz Global Securities Limited

2 matters before the Securities Appellate Tribunal

SAT-appeal

SAT matter SATV-288DB8B7D1AE387720BF6D38
Miscellaneous Application No. 131 of 2012 and Appeal No. 181 of 2012 dismissed as infructuous
Appeal: Appeal No. 181 of 2012, decided on 12 September 2012 and dismissed as infructuous because SEBI had passed a confirmatory order on 11 September 2012.
Alleged failure to exercise due diligence as merchant banker / BRLM in handling July 2011 IPO of Bharatiya Global Infomedia Limited.
SEBI directed to pass appropriate order qua appellant within two weeks from 12.09.2012. · Failing that, ex-parte ad interim order dated 28.12.2011 qua appellant shall stand vacated; no costs.
Appeal: Appeal No. 179 of 2012 disposed on 12.09.2012 with direction for SEBI order within two weeks

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Source: SecMarx — Almondz Global Securities Limited. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.