Allied Financial Services Pvt. Ltd.

SAT-appeal

• SAT matter SATV-1084808D01F68C85F3532841
  Appeals were part-heard and, by consent, listed for further hearing on March 10, 2026.
  Appeal: Appeal No. 575 of 2021 and Appeal No. 13 of 2022 were part-heard; by consent, listed on January 16, 2026 for March 10, 2026. No disposal on merits.
• SAT matter SATV-1BF230EBCB6DB38025A2EFBE
  Matter adjourned and listed on 18 May 2023 · Any existing interim order extended until the next date of listing
  Appeal: Appeal No. 575 of 2021 and Appeal No. 13 of 2022 were listed before SAT on 12 April 2023; no final disposal recorded.
• AFSPL and connected entities allegedly provided portfolio management services to Dalmia group entities without obtaining a SEBI certificate of registration. Himanshu Arora was charged as Director and Compliance Officer during the relevant period.
  Appeal No. 571 of 2024 dismissed · SEBI order dated 30 April 2024 imposing Rs. 2 lakh penalty upheld
  Appeal: Appeal No. 571 of 2024 dismissed by SAT on 14 January 2025.
• SAT matter SATV-28F1E54EFC34FB8E897F78EA
  Appeal adjourned on the appellant's request. · Matter listed for admission on 23 November 2022.
  Appeal: Appeal No. 863 of 2022; order dated 16 November 2022; adjourned and listed for admission on 23 November 2022.
• SAT matter SATV-1DA8764F8DFD671E745F31F3
  Appeals adjourned on the request of the appellants · List the matters on 27 July 2023
  Appeal: Appeal No. 575 of 2021 and Appeal No. 13 of 2022 were adjourned on 18 May 2023 and listed for 27 July 2023; no final disposal stated
• SAT matter SATV-41D36A43C0FFB81B5CCE187B
  Adjourned at the appellants' request because their counsel was unwell · Listed for admission on 16 February 2022
  Appeal: Appeal No. 13 of 2022 was adjourned on 27 January 2022 and listed for admission on 16 February 2022; no final disposal recorded
• SAT matter SATV-2BBD4DC05CE846C21AD20E30
  Misc. Application No. 375 of 2019 dismissed as not pressed
  Appeal: Misc. Application No. 375 of 2019 in Appeal No. 261 of 2019 disposed on 16.07.2019 as dismissed as not pressed
• SAT matter SATV-4B1B8CBDED1913FCF0E7C90E
  By consent, matter listed on 21.04.2025 for hearing of Misc. Application No. 419 of 2025
  Appeal: Appeal No. 13 of 2022 pending; adjourned by consent to 21.04.2025 for hearing of Misc. Application No. 419 of 2025
• SAT matter SATV-47FC20A3CE31861C3A35E88A
  Appeal No. 575 of 2021 and Appeal No. 13 of 2022 were listed for 14 December 2022 because the bench was unavailable.
  Appeal: Appeal No. 575 of 2021 and Appeal No. 13 of 2022 were pending and listed for 14 December 2022; no disposal on merits stated.
• SAT matter SATV-40CE183DD2E4101C6ABEBEFE
  Matter adjourned by consent to October 14, 2024
  Appeal: Appeal No. 575 of 2021 and Appeal No. 13 of 2022 pending before SAT; adjourned to October 14, 2024 with no disposal on 28.08.2024
• SAT matter SATV-47D4E58BE8B1C54AB6622B9B
  Three weeks' time granted to the appellants to file a rejoinder · Matter listed for 6 May 2022
  Appeal: Appeal No. 13 of 2022 was pending; on 8 April 2022, three weeks were granted to file a rejoinder and the matter was listed for 6 May 2022.
• SAT matter SATV-58572443869FD97CADAE2BAC
  Matters adjourned due to non-availability of bench · List matters on June 26, 2024
  Appeal: Appeal No. 575 of 2021 and Appeal No. 13 of 2022 adjourned to June 26, 2024; not disposed
• SAT matter SATV-66514E1C3ECA4146BE6FD3D1
  No relief granted as ex-parte ad-interim direction 8(e) merged with WTM order dated 04.11.2022 · NSE directed to pass appropriate order expeditiously on appellant representation dated 17.11.2022
  Appeal: Appeal No. 863 of 2022 with Misc. Application No. 1543 of 2022 disposed of on 25.11.2022
• SAT matter SATV-7117DA9E33ADC3AC79F8E877
  Three weeks time allowed to appellants to file rejoinder · Matter listed on June 13, 2022
  Appeal: Appeal No. 13 of 2022 with Misc. Application No. 1438 of 2021 (Delay) and Misc. Application No. 1439 of 2021 (Exemption) pending at rejoinder stage; next date June 13, 2022
• SAT matter SATV-9735BB612D46E43D0B42F934
  Adjourned on the request of the appellants · List on January 02, 2024
  Appeal: Appeal No. 575 of 2021 and Appeal No. 13 of 2022 pending; adjourned to January 02, 2024
• SAT matter SATV-9EE1535B843E3CA3E2B2109E
  Misc. Application No. 374 of 2019 dismissed as not pressed
  Appeal: Misc. Application No. 374 of 2019 in Appeal No. 260 of 2019 dismissed as not pressed on 16.07.2019
• SAT matter SATV-49427EF9F9252BA49DD6286F
  Delay in filing the appeal condoned. · SEBI to file reply within three weeks.
  Appeal: Appeal No. 13 of 2022; delay condoned on 16 February 2022; reply and rejoinder directions issued; listed for admission and final disposal on 8 April 2022.
• Allied's 26-27 Dec 2018 NIFTY options sales allegedly backed by fraudulently transferred mutual fund collateral; ISSL claimed victim of fraud and sought annulment.
• SAT matter SATV-4E66B734C31B8A18CECB5BA5
  At the appellants' request and by consent, matters were adjourned for hearing on 26 July 2024
  Appeal: Appeal Nos. 575 of 2021 and 13 of 2022, along with Misc. Applications Nos. 1438 and 1439 of 2021 and 543 of 2022, were adjourned by consent on 26 June 2024; next date 26 July 2024
• SAT matter SATV-E6007429A0E31A61CEB256EA
  Adjourned on appellant's request and listed on August 4, 2022 · Parties to act on digitally signed copy signed by Private Secretary on behalf of bench
  Appeal: Appeal No. 13 of 2022 with Misc. Application Nos. 1438 of 2021, 1439 of 2022 and 543 of 2022 - adjourned, pending, next date August 4, 2022
• SAT matter SATV-FE96F6BBE24D8579E4C1A47C
  By consent, matters adjourned and to be called on March 28, 2025 at 10:30 P.M.
  Appeal: Appeal No. 575 of 2021 and Appeal No. 13 of 2022 pending; adjourned to 28 March 2025
• Dispute concerning alleged fraudulently transferred collateral used by Allied to sell NIFTY options, and the requested annulment of those trades.
  Group of connected appeals concerning annulment of trades was heard together; operative final disposition is not included in the supplied extract.
  Appeal: Appeal Nos. 262, 257, 260 and 261 of 2019 were heard together; order reserved on 1 July 2019 and decision dated 3 July 2019.
• SAT matter SATV-6FC1EEBC68F7DC5CE0D98869
  Matters listed on 18 December 2023 · Any existing interim order extended until the next date of listing
  Appeal: Appeal Nos. 575 of 2021 and 13 of 2022 were listed on 13 October 2023; interim orders, if any, extended and matters adjourned to 18 December 2023
• Dispute concerning annulment of NIFTY options trades allegedly entered into using fraudulently transferred collateral; no UPSI charge stated.
  Appeal: Connected SAT Appeals Nos. 262, 257, 260 and 261 of 2019; order reserved 1 July 2019 and decision dated 3 July 2019. Disposition is not included in the supplied text.
• SAT matter SATV-8314E4B85D1F24C71EA13AC5
  Part-heard · Adjournment granted at request of appellants in Appeal No. 13 of 2022
  Appeal: Appeal No. 575 of 2021 and Appeal No. 13 of 2022 part-heard on 23.04.2026; adjourned to July 2, 2026 at request of appellants in Appeal No. 13 of 2022
• SAT matter SATV-EA549A099D6CD51B65983AF5
  List matters on September 8, 2023 · Parties to act on digitally signed copy; certified copy available from Registry on payment
  Appeal: Appeal No. 575 of 2021 and Appeal No. 13 of 2022 pending; next listing September 8, 2023
• SAT matter SATV-DA2C3BC17388D64D00DC8251
  Misc. Application No. 372 of 2019 dismissed as not pressed
  Appeal: Misc. Application No. 372 of 2019 in Appeal No. 262 of 2019 dismissed as not pressed on 16.07.2019