Ajay Kumar Baid

3 matters before the Securities Appellate Tribunal

Penalties and directions recorded

List Appeal No. 341 of 2022 on 28 July 2022 along with other similar matters for admission

SAT-appeal

Entities executed reversal trades in the stock option segment of the Bombay Stock Exchange during the period April 1, 2014 to September 30, 2015.
Appeal disposed of. · Appellant directed to file an appropriate settlement application before the concerned authority.
Appeal: Appeal No. 341 of 2022 disposed of on 23 August 2022, with liberty to apply under the SEBI Settlement Scheme, 2022.
SAT matter SATV-248FA482780B0D691DD64E10
List Appeal No. 341 of 2022 on 28 July 2022 along with other similar matters for admission
Appeal: Appeal No. 341 of 2022 was listed on 1 July 2022 for admission on 28 July 2022; no disposal on merits mentioned.
Appeal concerning an illiquid stock option matter; specific charge is not stated in the order.
Appeal adjourned and directed to be listed for admission on 23 August 2022.
Appeal: Appeal No. 341 of 2022; order dated 28 July 2022; admission adjourned to 23 August 2022.

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Source: SecMarx — Ajay Kumar Baid. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.