Ajay Kumar Agarwal

SAT-appeal

• SAT matter SATV-273624D3B896B6BE172B375D
  Appeal dismissed for want of prosecution
  Appeal: Appeal (L) No. 298 of 2018 dismissed on 5 April 2019 for want of prosecution
• Alleged fraudulent and unfair trade practices and manipulation in the securities market, violating Section 12A of the SEBI Act and the FUTP Regulations.
  Common ex-parte adjudication order dated 31 December 2013 set aside in all appeals. · SEBI directed to pass fresh orders after hearing the appellants and Harish Sureka.
  Appeal: Appeal Nos. 26 to 40 of 2015 disposed of on 15 December 2015; all appeals allowed subject to directions.
• Alleged fraudulent and unfair trade practices in securities of Brooks Laboratories Ltd. in violation of Section 12A and PFUTP Regulations 3-4.
  Impugned ex-parte order dated 31.12.2013 set aside subject to payment of costs · Appellants permitted to file detailed reply to show cause notice and SEBI to hear them with Harish Sureka
  Appeal: Appeal Nos. 26-40 of 2015 allowed on 15.12.2015; prior Appeal No.57 of 2014 (Harish Sureka) allowed on 16.06.2014 remanding same 31.12.2013 order
• Alleged fraudulent and unfair trade practices in securities relating to Brooks Laboratories Ltd. violating Sec 12A and FUTP Regs 3-4.
  Impugned ex-parte AO order dated 31.12.2013 set aside subject to payment of costs · Appellants permitted to file detailed reply to SCN and serve SEBI
  Appeal: Appeal Nos 26-40 of 2015 allowed on 15.12.2015 with remand; prior Appeal No 57 of 2014 (Harish Sureka) allowed on 16.06.2014 quashing same order