Ajay Jain

3 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Authority to accept application under SEBI Settlement Scheme 2022 as pending proceeding and pass orders

SAT-appeal

Execution of reversal trades in stock option segment of BSE during April 1, 2014 to September 30, 2015
Appeal disposed with direction to file settlement application within two weeks · Authority to accept application under SEBI Settlement Scheme 2022 as pending proceeding and pass orders
Appeal: Appeal No. 326 of 2022 disposed on 23.08.2022 with liberty to seek settlement
Illiquid stock option matter against appellant; specifics not detailed in this procedural adjournment order
Adjourned; listed for admission on August 23, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment of usual charges
Appeal: Appeal No. 326 of 2022 with Misc. Application Nos. 600 and 601 of 2022 pending admission; adjourned on 28.07.2022 to 23.08.2022, not disposed
Matter relating to illiquid stock option trades (specific charges not detailed in this procedural listing order)
List Appeal No. 326 of 2022 on July 28, 2022 along with other illiquid stock option appeals · Parties to act on digitally signed copy by Private Secretary; certified copy available from Registry on payment
Appeal: Appeal No. 326 of 2022 with Misc. Application Nos. 600 and 601 of 2022 pending; listed for July 28, 2022 vide order dated 30.06.2022

Analyse these matters in Ontology · Plans

Source: SecMarx — Ajay Jain. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.