Ajay Gupta HUF

3 matters before the Securities Appellate Tribunal

Penalties and directions recorded

List matter on 28 July 2022 along with other similar matters for admission
SEBI authority to accept application under SEBI Settlement Scheme, 2022 as filed in pending proceeding and pass appropriate orders

SAT-appeal

Illiquid stock option matter listed for admission (alleged non-genuine / illiquid stock option trades)
Appeal adjourned and listed for admission on August 23, 2022 · Parties to act on digitally signed copy; certified copy available on payment of usual charges
Appeal: Appeal No. 331 of 2022 with Misc. Applications 606 and 607 of 2022 adjourned, next listing August 23, 2022
SAT matter SATV-FD2FF67ADED15B869C71D058
List matter on 28 July 2022 along with other similar matters for admission · Parties to act on digitally signed copy; certified copy available from Registry on payment
Appeal: Appeal No.331 of 2022 with Misc. Application Nos.606 and 607 of 2022 pending; listed for admission on 28 July 2022
Alleged execution of reversal trades in stock option segment of BSE during April 2014-September 2015
Appeal disposed with direction to appellant to file appropriate settlement application within two weeks · SEBI authority to accept application under SEBI Settlement Scheme, 2022 as filed in pending proceeding and pass appropriate orders
Appeal: Appeal No. 331 of 2022 with Misc. Application Nos. 606 and 607 of 2022 disposed on 23.08.2022 via settlement scheme route

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Source: SecMarx — Ajay Gupta HUF. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.