Aagma B. Shah

8 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Impugned orders set aside
Matters remitted to the Defaulters’ Committee for decision by reasoned and speaking orders
All impugned orders dated 7 July 2022 set aside
Matters remitted to NSE Defaulters' Committee for fresh decision by reasoned speaking order
All impugned orders set aside and Appeal Nos. 867-874 of 2022 allowed

SAT-appeal

SAT matter SATV-36142222B8F7BD1890F66310
Delay in filing all appeals condoned and exemption applications allowed · Impugned orders set aside
Appeal: Appeal Nos. 867, 868, 869, 870, 871, 872, 873 and 874 of 2022 allowed on 17 November 2022
NSE Defaulters' Committee rejected investors' claim petitions on ground they were availing derivatives advisory services; review applications were also rejected.
All impugned orders dated 7 July 2022 set aside · Matters remitted to NSE Defaulters' Committee for fresh decision by reasoned speaking order
Appeal: Appeal Nos. 867 to 874 of 2022 allowed and disposed on 17 November 2022
Investor claim petitions rejected by NSE on ground appellants were availing derivatives advisory services; review applications similarly rejected.
Delay in filing appeals condoned; exemption applications allowed · Impugned NSE communication dated 7 July 2022 set aside for non-application of mind
Appeal: Appeal Nos. 867-874 of 2022 with Misc. Applications allowed and disposed on 17.11.2022
NSE rejected investor claim petitions on ground appellants were availing derivatives advisory services; review applications also rejected.
Delay in filing appeals condoned and exemption applications allowed · Impugned NSE communications dated 7th July 2022 set aside in all appeals
Rejection of investor claim petitions on ground appellants were availing derivatives advisory services; challenge to review rejection by authorised signatory.
Delay in filing appeals condoned; exemption applications allowed · All impugned review-rejection orders set aside
Appeal: Appeal Nos. 867, 868, 869, 870, 871, 872, 873, 874 of 2022 allowed by SAT order dated 17.11.2022
Investor claim petitions rejected by NSE on ground appellants were availing derivatives advisory services; review applications also rejected.
Delay in filing appeals condoned; exemption applications allowed · Impugned orders dated 7 July 2022 in all appeals set aside for non-application of mind
Rejection of investor claim/review petitions by NSE on ground appellants were availing derivatives advisory services
Delay in filing appeals condoned and exemption applications allowed · Impugned review-rejection orders set aside for non-application of mind
Appeal: Appeal Nos.867, 868, 869, 870, 871, 872, 873, 874 of 2022 disposed on 17.11.2022 - all allowed
Claim petitions rejected on ground appellants were availing derivatives advisory services; review applications rejected without consideration by Committee
Delay in filing appeals condoned and exemption applications allowed · All impugned orders dated 07.07.2022 set aside
Appeal: Appeal Nos. 867-874 of 2022 with Misc. Applications allowed and disposed on 17.11.2022

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Source: SecMarx — Aagma B. Shah. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.