3M Team Research Pvt. Ltd. & Anr.

25 matters before the Securities Appellate Tribunal

Penalties and directions recorded

Parties to take instructions from Registrar 48 hrs before date fixed on video conference vs physical hearing
Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
SEBI to file reply on whether penalties imposed are justified
Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
SEBI to file reply within three weeks on justification of penalties

SAT-appeal

SAT matter SATV-27C92E8D2E158C7575694130
Three weeks time allowed to appellants to file rejoinder · Matter listed on March 29, 2023
Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 pending with Misc. Applications 94 of 2023 and 1686 of 2022; adjourned to 29 March 2023
SAT matter SATV-379F7BAFA2DE80F271166A47
Delay in filing appeals condoned; delay applications disposed of · Exemption applications disposed with direction to seek certified copy
Appeal: Appeal Nos. 141 and 142 of 2021 against common SEBI order pending; delay condoned; listed for admission and final disposal on May 5, 2021
SAT matter SATV-45434F88F87CB4BCAD03EA72
Matter adjourned by consent and directed to be listed on 10.02.2025
Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending; adjourned to 10.02.2025
SAT matter SATV-6DD007D1E8F373F1462FE273
List Appeal No. 141 of 2021 and Appeal No. 142 of 2021 on January 14, 2022 · Parties to take instructions from Registrar 48 hrs before date fixed on video conference vs physical hearing
Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 pending before SAT; adjourned to January 14, 2022, no disposal
SAT matter SATV-62A46D5CB1F3E975890C80A4
List appeals on April 13, 2022 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 pending before SAT, next listing April 13, 2022
Alleged provision of unregistered portfolio management services and investment advisory services and collection of amounts from investors
Time granted to appellants to produce break-up of amounts collected · Matter to be called on 06.01.2025
Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 pending before SAT; adjourned to 06.01.2025 vide order dated 08.11.2024
SAT matter SATV-83CF4EE7C6F538445716468F
Time granted to appellants to file additional affidavit · Matter to be called on September 19, 2025 by consent
Appeal: Appeal No. 748 of 2022 with Misc. Application No. 715 of 2025 and Appeal No. 749 of 2022 with Misc. Application No. 714 of 2025 pending, adjourned to September 19, 2025 by consent
SAT matter SATV-8DE7BE432F6C4C866517695B
Certified copy of impugned order to be filed in registry · SEBI to file reply on whether penalties imposed are justified
Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 with Misc. Applications 1236 and 1237 of 2022 pending before SAT; next date 13 December 2022
SAT matter SATV-9938351C18798F14939525BE
Physical copy of vakalatnama to be filed in a day or two · Matter to be listed on March 13, 2025 by consent
Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending, adjourned to March 13, 2025
SAT matter SATV-8CEF1F3B40EFB030ABBC72B4
List Appeal Nos. 141 and 142 of 2021 on October 26, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 pending; next listing on October 26, 2021
SAT matter SATV-9729F978E04F53A9642A1923
Three weeks' time allowed to appellants to file rejoinder · List appeals on January 16, 2023
Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending before SAT; at rejoinder stage
SAT matter SATV-A5BA03569D8C3DACB3383597
By consent, matter to be called on November 08, 2024
Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending before SAT; adjourned by consent to November 08, 2024 vide order dated 22.10.2024
SAT matter SATV-B19FC3494E1AD5B17F846CD3
Adjourned on request of appellants
Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 adjourned on 24.11.2023, next listed on January 02, 2024
SAT matter SATV-AB844A7EB75F5F687E3C10B8
Matter adjourned by consent, to be called on September 10, 2024
Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending; adjourned by consent to September 10, 2024
SAT matter SATV-B2258220982C29D8022B036D
Adjourned due to non-availability of bench · Listed on June 25, 2024
Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 adjourned; listed on June 25, 2024
SAT matter SATV-C4AD21AA0B230208A8205032
Adjourned by consent; call on July 18, 2024
Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending, adjourned to July 18, 2024 vide SAT order dated 25.06.2024
SAT matter SATV-D050CD5E6BA13FAF9B750D90
Certified copy to be filed in registry within a week · SEBI to file reply within three weeks on justification of penalties
Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 with Misc. Applications Nos. 1236 and 1237 of 2022 pending admission; next date December 13, 2022
SAT matter SATV-DB2FCC1B4712B51EFF6D8D71
Matter adjourned to April 24, 2025 by consent to file additional affidavit
Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending before SAT, next date April 24, 2025
SAT matter SATV-EAE003696C38B4FF6D022B5E
Listed on October 26, 2021 · Parties to take instructions from Registrar 48 hours before fixed date on video vs physical hearing
Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 pending; next listing on October 26, 2021
SAT matter SATV-F612FFC5F68478915B773F68
List Appeal No. 748 of 2022 and Appeal No. 749 of 2022 on October 9, 2023
Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending; next listing on October 9, 2023
SAT matter SATV-F0F567EC29ACE8B76EFBD268
By consent, matter to be called on October 22, 2024
SAT matter SATV-7B3807F258C6277C9EC5AA81
List matters on June 30, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video conference vs physical hearing
Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 pending before SAT; heard on 05.05.2021 and listed for June 30, 2021; not disposed
SAT matter SATV-80F479C7C255C07E5DFE2C01
By consent, matter to be called on September 10, 2024
Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 pending; adjourned by consent to September 10, 2024
SAT matter SATV-D925FEF4D73FD44FFEC40B77
List on November 24, 2023
Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending, next hearing November 24, 2023
SAT matter SATV-DE31D6FECBEB16BCDD3C243F
Adjourned on request of learned counsel for appellant · List on February 20, 2023
Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 with Misc. Application No. 1686 of 2022 pending; adjourned to 20.02.2023 with no disposal

Analyse these matters in Ontology · Plans

Source: SecMarx — 3M Team Research Pvt. Ltd. & Anr.. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (charges, outcomes, appeal chain) is cited to us.