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SAT-appeal

• SAT matter SATV-0261B5D45F0B54CC4A676324
  Appellants granted three weeks to file rejoinder · Matters listed for 29 March 2023
  Appeal: Appeal Nos. 748 and 749 of 2022 were pending; rejoinder permitted and matters listed on 29 March 2023.
• SAT matter SATV-029619D130EBEF2EAB2F6CED
  Appeals listed on 14 January 2022 · Parties to obtain instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
  Appeal: Appeal Nos. 141 and 142 of 2021 were pending and listed for 14 January 2022; no disposal on merits stated
• SAT matter SATV-0E01CD0D77711FD54C014FF8
  Appeals adjourned on the appellants' request · Listed for hearing on 9 May 2023
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 were adjourned on 29 March 2023 and listed for 9 May 2023; disposal is not recorded.
• The company allegedly held itself out as a SEBI-registered portfolio manager without registration, offered assured returns, and solicited investors to open trading and demat accounts.
  Appeals allowed in part. · Penalty reduced to ₹5 lakh under Section 15HA and ₹1 lakh under Section 15HB, jointly and severally.
  Appeal: Appeal Nos. 748 and 749 of 2022 partly allowed on 12 February 2026; penalty reduced and remaining directions upheld.
• SAT matter SATV-1329458828CEAC64F2DAF5D3
  Three weeks' time granted to appellants to file rejoinder · Appeals listed for 16 January 2023
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 were pending; rejoinder permitted and matters listed for 16 January 2023
• Alleged collection of amounts from investors for unregistered portfolio management services and investment advisory services.
  Appellant was granted time to produce documents showing the break-up of amounts collected from investors. · Matter was listed for 06 January 2025.
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 were adjourned on 08 November 2024 and listed for 06 January 2025.
• SAT matter SATV-2A62BC7ED568AD4CD76A7F37
  By consent, Appeals Nos. 748 and 749 of 2022 were adjourned and listed on 18 October 2024.
  Appeal: Appeal Nos. 748 and 749 of 2022 were pending before SAT; by consent, listed on 18 October 2024.
• SAT matter SATV-2A0099F5A2F06B27C2AB653D
  Appeals adjourned due to non-availability of bench · Listed for 7 February 2024
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 were adjourned on 2 January 2024 and listed for 7 February 2024
• SAT matter SATV-3342EB0ADB3D331C97AB7011
  Matters adjourned at the respondent's request · List the appeals on 21 September 2021
  Appeal: Appeal Nos. 141 and 142 of 2021 were adjourned on 2 August 2021 and listed for 21 September 2021; no disposal on merits stated.
• SAT matter SATV-2BBF0327652A3F1B626EE4CA
  Adjourned at SEBI's request to obtain instructions regarding when the show-cause notice would be issued · Matters listed for 22 February 2022
  Appeal: Appeal Nos. 141 and 142 of 2021 were adjourned on 14 January 2022 and listed for 22 February 2022; no final disposal stated
• The underlying SEBI proceedings concerned alleged violations connected with investment advisory activities; the order does not specify the substantive charge.
  Miscellaneous Application No. 352 of 2022 rejected. · Interim order dated 26 November 2019 and confirmatory order dated 7 December 2020 to continue operating.
  Appeal: Appeal Nos. 141 and 142 of 2021 disposed of by SAT on 11 May 2022; interim and confirmatory orders continued pending SEBI proceedings.
• SAT matter SATV-304B12FF6CE3F2CC7202F444
  Adjourned on request of appellants' counsel; listed for admission on November 15, 2022 · Parties to act on digitally signed copy; certified copy available from Registry on payment
  Appeal: Appeal No. 748 of 2022 with Misc. Application No. 1236 of 2022 pending; adjourned to November 15, 2022 for admission
• SAT matter SATV-37A0FF4D15A8A3141564217A
  List Appeal No.141 of 2021 and Appeal No.142 of 2021 on 20 December 2021 · Parties to contact Registrar 48 hours before date fixed on VC vs physical hearing
  Appeal: Appeal No.141 of 2021 and Appeal No.142 of 2021 pending before SAT; listed next on 20 December 2021 vide order dated 26.10.2021
• SAT matter SATV-38EE9EEBAD8107DCE30F21CB
  Adjourned by consent to 18 July 2024
  Appeal: Appeal Nos. 748 and 749 of 2022 were pending; hearing adjourned to 18 July 2024 by order dated 25 June 2024
• SAT matter SATV-554BDB3312FF5C56D473ABBF
  Matter adjourned and listed for admission and final disposal on March 1, 2022 · Parties to take instructions from Registrar 48 hrs before fixed date on VC vs physical hearing
  Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 pending before SAT; adjourned vide order dated 22.02.2022 to March 1, 2022
• SAT matter SATV-73089FC624008DE6DA9B1B10
  Delay in filing Appeal Nos. 141 and 142 of 2021 condoned · Exemption applications disposed with direction to obtain and file certified copy of impugned order
  Appeal: Appeal Nos. 141 and 142 of 2021 against common SEBI order; delay condoned; pending, listed for admission and final disposal on May 5, 2021
• SAT matter SATV-4C83C7FCF94D2CD81F9443A1
  Matter adjourned and listed for admission and final disposal on 1 March 2022 · Parties to obtain instructions from the Registrar 48 hours before the scheduled date regarding video conference or physical hearing
  Appeal: Appeal Nos. 141 and 142 of 2021 were adjourned on 22 February 2022 and listed for admission and final disposal on 1 March 2022; no final disposal recorded in this order
• SAT matter SATV-4BC406A96CBAEBBDA23B40D8
  Matters adjourned due to non-availability of the bench · Listed for hearing on 04 April 2024
  Appeal: Appeal Nos. 748 of 2022 and 749 of 2022 were adjourned on 07 February 2024 and listed for 04 April 2024; no disposal recorded.
• SAT matter SATV-DA17DBB63D837F344953507A
  Adjourned by consent; matters to be called on 06.08.2024
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending before SAT; adjourned on 18.07.2024 to 06.08.2024
• SAT matter SATV-E270C93AB7CD868E0BAD40A3
  List Appeals No. 141 and 142 of 2021 on August 02, 2021 · Parties to take instructions from Registrar 48 hrs before on video vs physical hearing
  Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 pending before SAT, listed for August 02, 2021
• SAT matter SATV-EC3A2C9E35C079E2A3ADF99B
  List Appeal No. 141 of 2021 and Appeal No. 142 of 2021 on April 13, 2022 · Parties to take instructions from Registrar 48 hours before fixed date on video conference vs physical hearing
  Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 pending; adjourned to April 13, 2022
• SAT matter SATV-ECDD41A286CC2B9612329CFA
  Matters adjourned due to non-availability of the bench · List on April 04, 2024
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending, adjourned to April 04, 2024
• SAT matter SATV-47F7696A54C9305DE1EBDD4C
  Appeals adjourned on the appellants' request. · List the appeals on 11 May 2022.
  Appeal: Appeal Nos. 141 and 142 of 2021 were adjourned on 13 April 2022; listed for 11 May 2022. No disposal on merits stated.
• SAT matter SATV-6183E262E32C6DA0648C815C
  By consent, Appeals Nos. 748 and 749 of 2022 were adjourned to 8 November 2024.
  Appeal: Appeal Nos. 748 and 749 of 2022 were pending and, by consent, listed for 8 November 2024.
• SAT matter SATV-66AD2D59F741E741F30C6C01
  Matters listed on 30 June 2021 · Parties directed to take instructions from the Registrar 48 hours before the listed date regarding video conference or physical hearing
  Appeal: Appeal Nos. 141 and 142 of 2021 were listed for 30 June 2021; no disposal on merits recorded in this order.
• Alleged unauthorized investment advisory services; appellants restrained from undertaking any investment advisory activity.
  Misc. Application No. 352 of 2022 rejected; no error in issuance of show cause notice. · Appellants to appear and file replies to show cause notices dated April 20, 2022 by June 01, 2022.
  Appeal: Appeal Nos. 141 and 142 of 2021 with Misc. Application No. 352 of 2022 disposed of by SAT order dated 11.05.2022
• SAT matter SATV-A3F4CC9730D431F3CE602868
  Adjourned on request of respondent, list on September 21, 2021 · Parties to take instructions from Registrar 48 hrs before fixed date on video vs physical hearing
  Appeal: Appeal No. 141 of 2021 and Appeal No. 142 of 2021 adjourned on 02.08.2021, next listed on September 21, 2021
• SAT matter SATV-D3E315CD2B8B44367EE37219
  By consent, call on September 27, 2024
  Appeal: Appeal No. 748 of 2022 and Appeal No. 749 of 2022 pending before SAT; adjourned by consent to September 27, 2024