sebi:WTM/TCN/ID3/35/06/2007
Facts / Headnote
Certificate of Registration of M/s. Ramaben Samani Finance Pvt. Ltd. (SEBI Registration No. INB 011054534) suspended for a period of 15 days, to come into force after three weeks from the date of the order.
Provisions invoked
- s. 19
Regulations relied on
- SEBI (PFUTP) Regulations, 1995 — 4(b)
- SEBI (PFUTP) Regulations, 2003 — 11
- SEBI (PFUTP) Regulations, 2003 — 13(4)
- SEBI (Stock Brokers) Regulations, 1992 — 7
Parties
- M/s. Ramaben Samani Finance Pvt. Ltd.
Holding
The Whole Time Member held that M/s. Ramaben Samani Finance Pvt. Ltd. violated Regulation 4(b), (c) & (d) of the SEBI (Prohibition of Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 1995 and Clause A(2) of Schedule II read with Regulation 7 of the SEBI (Stock Broker and Sub-brokers) Regulations, 1992, and directed suspension of its Certificate of Registration for 15 days.
Full text
Home » Enforcement » Orders » Orders of Chairman/Members Enforcement Enforcement▼ ORDER UNDER REGULATION 13 (4) OF SECURITIES AND EXCHANGE BOARD OF INDIA (PROCEDURE FOR HOLDING INQUIRY BY ENQUIRY OFFICER AND IMPOSING
Fraudulent and Unfair Trade Practices relating to Securities Market) Regulations, 1995. A copy of the Enquiry Report was also appended to the show cause notice. It was mentioned that, if the member had anything to reply to the findings of the Enquiry Report, it may do so within 15 days of the receipt of the notice.
21. The order shall come into force after a period of three weeks from the date of this order. Place: Mumbai T C Nair Date: 22.06.2007 Whole Time Member Securities and Exchange Board of India 24/10/2025, 17:10 about:blank about:blank 3/3
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