sebi:WTM/SR/SEBI/EFD-DRA2/70/09/2017

SEBI · SEBI · S Raman, Whole Time Member

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Facts / Headnote

Directions issued vide interim orders revoked with immediate effect for 216 entities

Provisions invoked

• s. 19

Regulations

• Reg. 200

Parties

• 216 entities listed in paragraph 4 of the order

Holding

The Whole Time Member revoked the directions issued vide the ad interim ex parte order dated June 29, 2015 read with Corrigendum Order dated January 04, 2016 in respect of 216 entities against whom prima facie findings of violation were not observed in the Investigation report.

Full text

Page 2 of 11 2 AAACE1925D Esteem Bio Organic Food Processing Limited Company 3 AABCC8801H Channel Nine Entertainment Limited Company 4 AABCH6762Q HPC Biosciences Limited Company 5 BEKPS1235N Gajraj Singh Promoter and Director of CNE 6 BBAPK7304P Mrs. Kirti Promoter and Director of CNE 7 Not available Dinesh Kumar Jindal Director of CNE 8 AUGPS4373N Neena Sood Director of CNE 9 AAXPS6830P Brij Kishore Sabharwal Promoter and Director of Eco and Esteem 10 AKOPB4144J Amar Singh Bisht Promoter of Eco and Esteem, and Director of Eco 11 AAAPG4116B Vinod Kumar Garg Director of Eco and Esteem 12 Not available Neeraj Mittal Director of Eco and Esteem 13 Not available Jai Kumar Director of Esteem 14 AGXPC3049G Tarun Chauhan Promoter and Director of HPC 15 AXTPA8813F Madhu Anand Promoter and Director of HPC 16 BLRPS4522G Sakshi Saxena Director of HPC 17 AAKPG5996K Arun Kumar Gupta Director of HPC 18 AAACA5715D Avisha Credit Capital Limited Funding Group 19 AACCG6377M Goldline International Finvest Limited Funding Group 20 AAECA8718H Ams Powertronic Private Limited Funding Group 21 AIJPD7329J Madhuker Dubey Funding Group 22 AWWPK8525E Satendra Kumar Funding Group 23 ARUPK1589P Sumit Kumar Funding Group *24 AXFPR4439L Ram Prakash Funding Group 25 AAFCM3716M Mayfair Infosolutions Pvt Ltd Funding Group 26 ARVPG7849R Prakash Gupta Funding Group 27 AATPS8461N Anil Sharma The entity is Preferential Allottee in the scrip of CNE 28 ALRPS8216N Shreyans Sankhwal The entity is Preferential Allottee

Page 3 of 11 52 AAIPP1301R Neeraj Prakash The entity is Pre IPO Transferee in the scrip of HPC 53 AAJPK2929F Virender Kumar The entity is Pre IPO Transferee in the scrip of HPC 54 AALHA3711R Amit Goyal Huf The entity is Pre IPO Transferee in the scrip of HPC 55 AALHM9796E Manish Kataria The entity is Pre IPO Transferee in the scrip of HPC 56 AALPD0474G Satish Kumar Dhawan The entity is Pre IPO Transferee in the scrip of HPC 57 AAMPG5487F Namita Gupta The entity is Pre IPO Transferee in the scrip of HPC 58 AAQPJ4605G Jai Kishan Jakhodia The entity is Pre IPO Transferee in the scrip of HPC 59 AARPS2666K Ramesh Chandra Saraf The entity is Pre IPO Transferee in the scrip of HPC 60 AAUPS2341G Madhu Saraf The entity is Pre IPO Transferee in the scrip of HPC 61 AAXPB4882G Pardeep Bhatia The entity is Pre IPO Transferee in the scrip of HPC 62 ABBPD5416D Daropati Devi The entity is Pre IPO Transferee in the scrip of HPC 63 ABCPS0077L Jagat Singh The entity is Pre IPO Transferee in the scrip of HPC 64 ABCPS0078F Reena Kumari The entity is Pre IPO Transferee in the scrip of HPC 65 ABFPK4763L Ajay Kumar The entity is Pre IPO Transferee in the scrip of HPC 66 ABJPG7690J Rajesh Gaba The entity is Pre IPO Transferee in the scrip of HPC 67 ABWPF2577J Mohd Faiq The entity is Pre IPO Transferee in the scrip of HPC 68 ACBPA6440P Archana Agarwal The entity is Pre IPO Transferee in the scrip of HPC 69 ACBPA6443Q Deepak Agarwal The entity is Pre IPO Transferee in the scrip of HPC 70 ACEPK7596D Rsh

Page 4 of 11 110 ABXPH1788A Sukhinder Singh Hooda The entity is Preferential Allottee in the scrip of CNE 111 ACDPA3515B Gaurav Arya The entity is Preferential Allottee in the scrip of CNE 112 ACNPT4287B Chetan Kunverjibhai Thakkar The entity is Preferential Allottee in the scrip of CNE 113 ADJPR7115B Vikas Raj The entity is Preferential Allottee in the scrip of CNE 114 ADNPA7732P Kailash Chandra Agarwal The entity is Preferential Allottee in the scrip of CNE 115 AHFPG7290J Vikas Goyal The entity is Preferential Allottee in the scrip of CNE 116 AHIPG6452D Neeru Ashish Garg The entity is Preferential Allottee in the scrip of CNE 117 AJZPM7650C Sushant Muttreja The entity is Preferential Allottee in the scrip of CNE 118 AOOPK2220E Bhupinder Kaur The entity is Preferential Allottee in the scrip of CNE 119 ARJPS5757N Sarika Sankhwal The entity is Preferential Allottee in the scrip of CNE 120 ARRPS5413M Harcharan Singh The entity is Preferential Allottee in the scrip of CNE 121 AAAPN2282K Sandeep Narang The entity is Preferential Allottee in the scrip of Eco 122 AABPA7646R Ahmad Sadat The entity is Preferential Allottee in the scrip of Eco 123 AADPG5893L Kaushalya Garg The entity is Preferential Allottee in the scrip of Eco 124 AAGPJ0443E Rajesh Jain The entity is Preferential Allottee in the scrip of Eco 125 AAIPG1121A Monika Goel The entity is Preferential Allottee in the scrip of Eco 126 AAMHS1255B Sanjeev Tandon (Huf) The entity is Preferential Allottee in the scrip of Eco 127

Source: SecMarx — sebi:WTM/SR/SEBI/EFD-DRA2/70/09/2017. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.