sebi:WTM/SM/WRO/WRO/18145/2022-23
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Facts / Headnote
Directions of the Interim Order dated January 6, 2021 confirmed pending conclusion of enquiry.
Provisions invoked
- s. 19
Regulations
- Reg. 16
Parties
- Mr. Mudassir Hasan, Proprietor Alliance Research
Holding
SEBI confirmed the directions of the Interim Order dated January 6, 2021 against Alliance Research and its proprietor Mr. Mudassir Hasan, finding that the Entity failed to refute the prima facie findings of violations of the SEBI Act, PFUTP Regulations and IA Regulations.
Full text
________________________________________________________________________________________________________________________ Confirmatory Order in the matter of Alliance Research Page 1 of 12
________________________________________________________________________________________________________________________ Confirmatory Order in the matter of Alliance Research Page 2 of 12
________________________________________________________________________________________________________________________ Confirmatory Order in the matter of Alliance Research Page 3 of 12
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Source: SecMarx — sebi:WTM/SM/WRO/WRO/18145/2022-23. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.