sebi:WTM/SM/MIRSD/MIRSD6/20105/2022-23
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Cancellation of registration
Provisions invoked
- s. 12
- s. 12(3)
Regulations
- Reg. 9
- Reg. 23
- Reg. 25
- Reg. 27
- Reg. 26
- Reg. 9(c)
Parties
- Sri Bheemeswara Securities Private Limited
Holding
The registration granted to Sri Bheemeswara Securities Private Limited as a Stock-broker of NSE (INB231118135 and INF231118136) is cancelled under Section 12(3) of the SEBI Act, 1992 read with Regulation 27 of the SEBI (Intermediaries) Regulations, 2008.
Full text
Order in the matter of Sri Bheemeswara Securities Private Limited Page 1 of 10 WTM/SM/MIRSD/MIRSD6/20105/2022-23 SECURITIES AND EXCHANGE BOARD OF INDIA
Order in the matter of Sri Bheemeswara Securities Private Limited Page 2 of 10 II. The Noticee made an application dated February 25, 2015 to NSE for change in control in terms of the Regulation 9(c) of SEBI (Stock Brokers and Sub Brokers) Regulations, 1992 (hereinafter referred to as “Broker Regulations”) and the particulars of such application were as follows:
Order in the matter of Sri Bheemeswara Securities Private Limited Page 3 of 10 Sr. No. Current Directors details as on February 9, 2015 Proposed Directors details as on February 9, 2015 Name of Director Qualification Name of Director Qualification 1. Mr. Rudraraju Appalaraju* Graduate Mr. Shreyas Manjunath* B.E. 2. Mr. Guthey Ramkrishna* Graduate Mr. Annapurna MV B.A. 3. Mr. Rudraraju Hemakumari* Graduate - - 4. Ms. Gythey Jyothi* Graduate - -
You have read the preview. Create a free account to read the full order, track this party, and analyse it in Ontology.
Free accounts include 10 searches/day with full order access.
Source: SecMarx — sebi:WTM/SM/MIRSD/MIRSD6/20105/2022-23. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.