sebi:WTM/RKA/ID6/41/2014
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Restrained Mr. Kamal J. Katkoria from accessing the securities market and prohibited him from buying, selling, and otherwise dealing in securities, directly or indirectly, for a period of three years from the date of the order; directed further investigation into the role of Colin and the computation of ill-gotten gains.
Provisions invoked
- s. 19
- s. 12A
Regulations
- Reg. 3
- Reg. 200
- Reg. 3(a)
- Reg. 11a
Parties
- Mr. Kamal J. Katkoria
Holding
The Noticee, Mr. Kamal J. Katkoria, was found to have contravened regulations 3(a),(b),(c),(d) and 4(1) of the PFUTP Regulations read with section 12A(a),(b),(c) of the SEBI Act by trading ahead of Colin's orders based on prior knowledge, and was restrained from accessing the securities market for three years.
Full text
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Source: SecMarx — sebi:WTM/RKA/ID6/41/2014. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.