sebi:WTM/MSS/MIRSD/71/2010

SEBI · SEBI · 2010-09-17 · M. S. Sahoo, Whole Time Member

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Facts / Headnote

Suspension of certificates of registration of two stock brokers

Holding

The certificates of registration of two stock brokers are suspended. A copy of the order is to be served on the Vadodara Stock Exchange for necessary action, and the order comes into force on the expiry of 21 days from the date of the order.

Full text

Page 2 of 2 2008, hereby suspend the certificates of registration of the aforesaid two stock brokers accordingly. 6. A copy of this Order shall be served on the Vadodara Stock Exchange of which these two stock brokers are members for necessary action.

7. This Order shall come into force on the expiry of 21 days from the date of this Order. DATE: September 17, 2010 M. S. SAHOO PLACE: MUMBAI WHOLE TIME MEMBER SECURITIES AND EXCHANGE BOARD OF INDIA

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Source: SecMarx — sebi:WTM/MSS/MIRSD/71/2010. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.