sebi:WTM/MSS/MIRSD/69/2010
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Facts / Headnote
Certificate of registration of Securities Brokers of India Ltd. suspended until outstanding registration fees are fully paid
Provisions invoked
- s. 19
Regulations
- Reg. 33B
Parties
- Securities Brokers of India Ltd.
Holding
The certificate of registration of Securities Brokers of India Ltd. (SEBI Regn. No.190626130) is suspended until the outstanding registration fees are fully paid.
Full text
Page 2 of 2 4. I note that the SEBI (Procedure for Holding Enquiry by Enquiry Officer and Imposing Penalty) Regulations, 2002 have since been repealed and replaced by the SEBI (Intermediaries) Regulations, 2008.
5. In the facts and circumstances of the case, I, in exercise of the powers conferred upon me under Section 19 of the SEBI Act, 1992 read with Regulation 33B (5) and (6) of the SEBI (Intermediaries) Regulations, 2008, hereby suspend the certificate of registration of Securities Brokers of India Ltd. (SEBI Regn. No.190626130) till the time the outstanding registration fees is fully paid.
6. A copy of this Order shall be served on the Vadodara Stock Exchange of which the Securities Brokers of India Ltd. is a member for necessary action.
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Source: SecMarx — sebi:WTM/MSS/MIRSD/69/2010. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.