sebi:WTM/MSS/MIRSD/31/2009
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Facts / Headnote
Proceedings initiated vide Order dated August 11, 2005 against the said 12 stock brokers disposed of.
Provisions invoked
- s. 19
Regulations
- Reg. 33B
Parties
- 12 stock brokers
Holding
The proceedings initiated on August 11, 2005 against 12 stock brokers are disposed of. The order comes into force with immediate effect and a copy is to be served on the stock exchanges of which these brokers were members.
Full text
5. I, therefore, in exercise of the powers conferred upon me under Section 19 of the SEBI Act, 1992 read with Regulation 33B (5) and (6) of the SEBI (Intermediaries) Regulations, 2008, hereby dispose of the proceedings initiated vide Order dated August 11, 2005 against the said 12 stock brokers.
6. A copy of this Order shall be served on the stock exchanges of which these 12 stock brokers were members. 7. This Order shall come into force with immediate effect.
DATE: December 24, 2009 M. S. SAHOO PLACE: MUMBAI WHOLE TIME MEMBER SECURITIES AND EXCHANGE BOARD OF INDIA
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Source: SecMarx — sebi:WTM/MSS/MIRSD/31/2009. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.