sebi:WTM/MSS/MIRSD/25/2009
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Certificates of registration of 227 stock brokers suspended for a period of 6 months or till outstanding registration fees are fully paid, whichever is later.
Provisions invoked
- s. 19
Regulations
- Reg. 33B
Holding
SEBI's Whole Time Member suspended the certificates of registration of 227 stock brokers for 6 months or until outstanding registration fees are paid, whichever is later. The certificates of registration of stock brokers registered as sub brokers of subsidiaries of Stock Exchanges are also suspended accordingly.
Full text
2 SL. NO. BROKER REGN. NO. STOCK EXCHANGE 26. Mahesh Kumar Agarwal INB170903716 Bhubaneshwar 27. Vijayawada Share Brokers Limited INB170951530 Bhubaneshwar
3 SL. NO. BROKER REGN. NO. STOCK EXCHANGE 72. M.S.Chandrasekhar INB210505716 Coimbatore 73. N. Muthukumar INB210505413 Coimbatore 74. R. Aruswamy INB210505217 Coimbatore
4 SL. NO. BROKER REGN. NO. STOCK EXCHANGE 118. Ramswaroop Agarwal INB160206010 Jaipur 119. Renu Mohla INB160186314 Jaipur
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Source: SecMarx — sebi:WTM/MSS/MIRSD/25/2009. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.