sebi:WTM/MSS/MIRSD/15/2009

SEBI · SEBI · 2009-08-10 · Whole Time Member (M. S. Sahoo)

Reviewed by Varun Matlani, Advocate — Securities Lawyer practicing in SAT and SEBI

Facts / Headnote

Names of six brokers deleted from the order dated August 10, 2009 suspending certificates of registration of 578 stock brokers.

Regulations relied on

SEBI (Intermediaries) Regulations, 2008 — 33A

Parties

Yatin D Shah
Rupa Chandrakant Pradhan
Hasmukh Ambalal Shah
Arvind Rasiklal Shah
Rupa Rajesh Patankar
Chordia & Associates

Holding

The names of six specified brokers, at serial numbers 563, 564, 566, 569, 570, and 574 in the order dated August 10, 2009, are deleted from that order.

Full text

SECURITIES AND EXCHANGE BOARD OF INDIA IN THE MATTER OF SUMMARY PROCEEDINGS AGAINST THE BROKERS WHO DEFAULTED IN PAYMENT OF REGISTRATION FEES

UNDER REGULATION 33A AND 33B OF THE SEBI (INTERMEDIARIES) REGULATIONS, 2008 CORRIGENDUM TO ORDER NO. WTM/MSS/MIRSD/11/2009

1. Vide Order dated August 10, 2009 the certificates of registration of 578 stock brokers were suspended for a period of 6 (six) months or till the time outstanding registration fees is fully paid by them, whichever is later.

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Source: SecMarx — sebi:WTM/MSS/MIRSD/15/2009. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.