sebi:WTM/MSS/MIRSD/14/2009

SEBI · SEBI · 2009-08-10 · Whole Time Member, SEBI

Reviewed by Varun Matlani, Advocate — Securities Lawyer practicing in SAT and SEBI

Facts / Headnote

Serial number 413 (M/s Pranav Securities Pvt. Ltd.) deleted from suspension order dated August 10, 2009

Regulations relied on

Parties

Holding

Serial number 413 relating to M/s Pranav Securities Pvt. Ltd. stands deleted from the August 10, 2009 order that suspended the registration certificates of 578 stock brokers.

Full text

SECURITIES AND EXCHANGE BOARD OF INDIA IN THE MATTER OF SUMMARY PROCEEDINGS AGAINST THE BROKERS WHO DEFAULTED IN PAYMENT OF REGISTRATION FEES

UNDER REGULATION 33A AND 33B OF THE SEBI (INTERMEDIARIES) REGULATIONS, 2008 CORRIGENDUM TO ORDER NO. WTM/MSS/MIRSD/11/2009

1. Vide Order dated August 10, 2009 the certificates of registration of 578 stock brokers were suspended for a period of 6 (six) months or till the time outstanding registration fees is fully paid by them, whichever is later.

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Source: SecMarx — sebi:WTM/MSS/MIRSD/14/2009. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.