sebi:WTM/MSS/MIRSD/13/2009
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Facts / Headnote
Serial no. 278 along with the name of broker M/s Gandhi Securities and Investment Pvt. Ltd. deleted from the list of 578 stock brokers whose certificates of registration were suspended by Order dated August 10, 2009.
Regulations
- Reg. 33A
Holding
The corrigendum removes M/s Gandhi Securities and Investment Pvt. Ltd. (serial no. 278) from the list of 578 stock brokers whose registration certificates were suspended for 6 months or until outstanding registration fees were fully paid, whichever was later, under the original Order dated August 10, 2009.
Full text
SECURITIES AND EXCHANGE BOARD OF INDIA IN THE MATTER OF SUMMARY PROCEEDINGS AGAINST THE BROKERS WHO DEFAULTED IN PAYMENT OF REGISTRATION FEES
UNDER REGULATION 33A AND 33B OF THE SEBI (INTERMEDIARIES) REGULATIONS, 2008 CORRIGENDUM TO ORDER NO. WTM/MSS/MIRSD/11/2009
1. Vide Order dated August 10, 2009 the certificates of registration of 578 stock brokers were suspended for a period of 6 (six) months or till the time outstanding registration fees is fully paid by them, whichever is later.
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Source: SecMarx — sebi:WTM/MSS/MIRSD/13/2009. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.