sebi:WTM/MPB/ISD/149/2018
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Directions issued to Bata India Limited to strengthen systems, submit a report, and conduct an internal inquiry into leakage of UPSI
Provisions invoked
- s. 19
- s. 12A
Regulations
- Reg. 3
- Reg. 201
- Reg. 3(1)
- Reg. 2(n)
Parties
- Bata India Limited
Holding
The order directs Bata India Limited to strengthen its processes/controls to prevent leakage of unpublished price sensitive information (UPSI), submit a report on its systems and monitoring, and conduct an internal inquiry into the leakage of UPSI relating to its quarterly financial results for the quarter ended December 2015.
Full text
______________________________________________________________________________ Directions in the matter of Bata India Limited Page 2 of 4
______________________________________________________________________________ Directions in the matter of Bata India Limited Page 3 of 4
______________________________________________________________________________ Directions in the matter of Bata India Limited Page 4 of 4
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Source: SecMarx — sebi:WTM/MPB/ISD/149/2018. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.