sebi:WTM/MB/WRO/WRO/5439/2019-20
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Facts / Headnote
Ad interim ex-parte order directing the Noticee to cease and desist from soliciting fresh clients, offering new advisory services to existing clients, while permitting delivery of already-paid-for services to existing clients; Noticee may file objections within 21 days.
Provisions invoked
- s. 11
- s. 19
- s. 12A
Regulations
- Reg. 7
- Reg. 3
- Reg. 6
- Reg. 13
- Reg. 2(1)(c)
- Reg. 9
- Reg. 15
- Reg. 35
- Reg. 7(1)(b)
- Reg. 6(b)
Parties
- M/s. Star India Market Research (Proprietor: Mr. Dharmendra Kumar)
Holding
SEBI issued an ad interim ex-parte order restraining Star India Market Research and its proprietor Mr. Dharmendra Kumar from soliciting fresh clients and offering new investment advisory services, finding prima facie violations of the IA Regulations (Regulations 6(b), 6(f), 7(1)(b), 13(a), 15(1), 15(9)) and fraud provisions of the SEBI Act and PFUTP Regulations.
Full text
__________________________________________________________________________________________________________________ Interim Order in the matter of M/s. Star India Market Research (Proprietor: Mr. Dharmendra Kumar) Page 2 of 22
__________________________________________________________________________________________________________________ Interim Order in the matter of M/s. Star India Market Research (Proprietor: Mr. Dharmendra Kumar) Page 3 of 22
__________________________________________________________________________________________________________________ Interim Order in the matter of M/s. Star India Market Research (Proprietor: Mr. Dharmendra Kumar) Page 4 of 22
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Source: SecMarx — sebi:WTM/MB/WRO/WRO/5439/2019-20. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.