sebi:WTM/KV/WRO/WRO/30866/2024-25

SEBI · SEBI · 2022-01-24 · Kamlesh C. Varshney, Whole Time Member

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Facts / Headnote

PAN of Mr. Ankit Mishra (Noticee No.3) corrected to "DPPPM7624F"; directions in the original order to apply to him under the corrected PAN

Parties

Holding

The corrigendum corrects the Permanent Account Number of Mr. Ankit Mishra (Noticee No.3) in the Final Order dated January 24, 2022 from "BBPPM7624F" to "DPPPM7624F". All directions issued against him in the original order shall apply to him under the corrected PAN.

Full text

SECURITIES AND EXCHANGE BOARD OF INDIA KAMLESH C. VARSHNEY, WHOLE TIME MEMBER CORRIGENDUM CORRIGENDUM TO THE FINAL ORDER DATED JANUARY 24, 2022 BEARING REFERENCE NUMBER WTM/AB/WRO/WRO/14742/2021-22 IN THE MATTER OF UNREGISTERED INVESTMENT ADVISORY SERVICES BY CAPITAL EXCHANGE INDIA

1. Securities and Exchange Board of India has passed Final Order dated January 24, 2022, bearing reference number WTM/AB/WRO /WRO/14742/2021-22 in the matter of Unregistered Investment Advisory Services by Capital Exchange India.

2. In the aforesaid final order, the Permanent Account Number (PAN) of Mr. Ankit Mishra (Noticee No.3) has inadvertently been mentioned as “BBPPM7624F”, instead of “DPPPM7624F”.

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Source: SecMarx — sebi:WTM/KV/WRO/WRO/30866/2024-25. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.