sebi:WTM/KV/MIRSD/MIRSD-SEC-1/31021/2024-25
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Facts / Headnote
Regulatory censure issued against Goldenmaple Commodities Private Limited; Designated Authority recommendation for two-month suspension of certificate of registration not accepted
Provisions invoked
- s. 19
- s. 12
- s. 29
Regulations
- Reg. 25
- Reg. 27
- Reg. 26
Parties
- Goldenmaple Commodities Private Limited
Holding
The Noticee violated Clause 1 of the November 18, 1993 Circular and Clause 3 of Annexure to the September 26, 2016 Circular by mis-utilising clients' funds, and Clause III of the March 22, 2018 Circular by not maintaining order placement records, and regulatory censure under Regulation 26(1)(vii) of the Intermediaries Regulations was imposed instead of suspension.
Full text
_____________________________________________________________________________________ Order in respect of Goldenmaple Commodities Private Limited
_____________________________________________________________________________________ Order in respect of Goldenmaple Commodities Private Limited
_____________________________________________________________________________________ Order in respect of Goldenmaple Commodities Private Limited
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Source: SecMarx — sebi:WTM/KV/MIRSD/MIRSD-SEC-1/31021/2024-25. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.