sebi:WTM/GM/MIRSD/DOP/13469/2021-22
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Facts / Headnote
Certificate of registration granted to Joindre Commodities Limited cancelled
Provisions invoked
- s. 19
- s. 12
- s. 27
- s. 21
Regulations
- Reg. 9(f)
- Reg. 27
- Reg. 5
- Reg. 28
- Reg. 6
- Reg. 5(e)
- Reg. 9(b)
Parties
- Joindre Commodities Limited
Holding
The certificate of registration granted to Joindre Commodities Limited as a stock broker was cancelled on the ground that it was not a 'fit and proper person' under Schedule II of the Intermediaries Regulations, having facilitated its clients' trading in paired contracts on the NSEL platform that were ex facie in violation of the Government Notification dated June 05, 2007.
Full text
_______________________________________________________________________________________ Order in the matter of Joindre Commodities Limited
_______________________________________________________________________________________ Order in the matter of Joindre Commodities Limited
_______________________________________________________________________________________ Order in the matter of Joindre Commodities Limited
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Source: SecMarx — sebi:WTM/GM/MIRSD/DOP/13469/2021-22. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.