sebi:WTM/GM/EFD/DRA-I/40/2019-20

SEBI · SEBI · 2011-08-09 · G. Mahalingam, Whole Time Member

Reviewed by Varun Matlani, Advocate — Securities Lawyer practicing in SAT and SEBI

Facts / Headnote

Noticee restrained from accessing the securities market and prohibited from buying, selling or otherwise dealing in securities for a period of 2 years, with existing holdings frozen during restraint

Provisions invoked

s. 19

Regulations relied on

SEBI (PFUTP) Regulations, 2003 — 3(a)
SEBI (PFUTP) Regulations, 2003 — 3(b)
SEBI (PFUTP) Regulations, 2003 — 3(c)
SEBI (PFUTP) Regulations, 2003 — 3(d)
SEBI (PFUTP) Regulations, 2003 — 4(1)
SEBI (PFUTP) Regulations, 2003 — 4(2)(a)
SEBI (PFUTP) Regulations, 2003 — 4(2)(e)

Parties

Jayant Indulal Sethna

Holding

The Noticee violated Regulations 3(a), (b), (c) & (d) and Regulations 4(1), 4(2)(a) & (e) of the PFUTP Regulations by manipulative price-marking trades and was restrained from the securities market for 2 years.

Full text

______________________________________________________________________________ Order in the matter of Dhenu Buildcon Infra Limited Page 2 of 8

______________________________________________________________________________ Order in the matter of Dhenu Buildcon Infra Limited Page 3 of 8

______________________________________________________________________________ Order in the matter of Dhenu Buildcon Infra Limited Page 4 of 8

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Source: SecMarx — sebi:WTM/GM/EFD/DRA-I/40/2019-20. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.