sebi:WTM/GM/EFD/55/2020-21
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Proceedings concluded without passing any adverse directions
Provisions invoked
- s. 19
- s. 239
Regulations
- Reg. 13
- Reg. 28(2)
- Reg. 19
- Reg. 27
- Reg. 13(1)
- Reg. 3(2)(f)
Parties
- Mukesh Babu Securities Limited
Holding
The proceedings against Mukesh Babu Securities Limited were concluded without passing any adverse directions, as there was no material on record to hold that the Noticee is not a fit and proper person following the discharge of its Chairman and Managing Director by a competent court.
Full text
__________________________________________________________________________________________ Order in the matter of Mukesh Babu Securities Limited
__________________________________________________________________________________________ Order in the matter of Mukesh Babu Securities Limited
__________________________________________________________________________________________ Order in the matter of Mukesh Babu Securities Limited
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Source: SecMarx — sebi:WTM/GM/EFD/55/2020-21. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.