sebi:WTM/GM/EFD/10/2021-22
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Cancellation of certificate of registration granted to Moongipa Investments Limited
Provisions invoked
- s. 19
- s. 12
Regulations
- Reg. 6
- Reg. 28(2)
- Reg. 9
- Reg. 9(e)
- Reg. 28
- Reg. 27
- Reg. 8(3)(f)
Parties
- Moongipa Investments Limited
Holding
The certificate of registration granted to Moongipa Investments Limited as a stock broker (NSE and BSE) is cancelled for failure to segregate and misappropriation of client funds and securities, fund-based activities, failure to settle client accounts periodically, and failure to redress investor grievances.
Full text
_______________________________________________________________________________________ Order in the matter of Moongipa Investments Limited
_______________________________________________________________________________________ Order in the matter of Moongipa Investments Limited
_______________________________________________________________________________________ Order in the matter of Moongipa Investments Limited
You have read the preview. Create a free account to read the full order, track this party, and analyse it in Ontology.
Free accounts include 10 searches/day with full order access.
Source: SecMarx — sebi:WTM/GM/EFD/10/2021-22. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.