sebi:WTM/ASB/MIRSD/DOP/29833/2023-24
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Certificate of registration suspended for 3 months or till disposal of FIR, whichever is later
Provisions invoked
- s. 19
- s. 12
- s. 29
- s. 12(3)
- s. 154
- s. 29A
- s. 131B
Regulations
- Reg. 27
- Reg. 5
- Reg. 28(2)
- Reg. 9
- Reg. 9(b)
- Reg. 28(1)
- Reg. 5(e)
Parties
- Shree Bahubali Commodities Pvt. Ltd
Holding
The Noticee failed to comply with the 'fit and proper person' criteria specified in Schedule II of the Intermediaries Regulations on a continuous basis, and its certificate of registration as a commodity derivatives broker was suspended for three months or until disposal of the FIR filed with EOW, whichever is later.
Full text
__________________________________________________________________________________________ Order in respect of Shree Bahubali Commodities Pvt. Ltd in the matter of National Spot Exchange Limited
__________________________________________________________________________________________ Order in respect of Shree Bahubali Commodities Pvt. Ltd in the matter of National Spot Exchange Limited
__________________________________________________________________________________________ Order in respect of Shree Bahubali Commodities Pvt. Ltd in the matter of National Spot Exchange Limited
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Source: SecMarx — sebi:WTM/ASB/MIRSD/DOP/29833/2023-24. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.