sebi:WTM/AS/WRO/WRO/31685/2025-26
Facts / Headnote
Proceedings disposed of without any further directions
Provisions invoked
- s. 19
Regulations relied on
- SEBI (Intermediaries) Regulations, 2008 — 26(1)(i)
- SEBI (Intermediaries) Regulations, 2008 — 27
- SEBI (Intermediaries) Regulations, 2008 — 27(1)
- SEBI (Intermediaries) Regulations, 2008 — 27(5)
Parties
- Equicom Financial Research Private Limited
- Mr. Amit Kukda
- Akhilesh Raghuvanshi
Holding
The enquiry proceedings for non-compliance of the SEBI Order dated April 19, 2021 regarding non-resolution of 12 complaints are disposed of without any further directions, accepting the Designated Authority's recommendation of no further action.
Full text
__________________________________________________________________________________________ Order in the matter of the Equicom Financial Research Private Limited Page 2 of 5
__________________________________________________________________________________________ Order in the matter of the Equicom Financial Research Private Limited Page 3 of 5
__________________________________________________________________________________________ Order in the matter of the Equicom Financial Research Private Limited Page 4 of 5
You have read the preview. Create a free account to read the full order, track this party, and analyse it in Ontology.
Free accounts include 10 searches/day with full order access.
Source: SecMarx — sebi:WTM/AS/WRO/WRO/31685/2025-26. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.