sebi:WTM/AS/MIRSD/MIRSD-SEC-4/32234/2025-26
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Prohibited Ms. Seema Jain from taking up any new assignment or on-boarding new clients for a period of one month with immediate effect
Provisions invoked
- s. 19
Regulations
- Reg. 13
- Reg. 11
- Reg. 16(2)
- Reg. 7(2)
- Reg. 19
- Reg. 3(2)
- Reg. 20(1)
- Reg. 25(3)
- Reg. 26(1)
- Reg. 27(5)
- Reg. 26
- Reg. 27(4)
- Reg. 25(1)
- Reg. 20(3)
- Reg. 24(2)
- Reg. 27(1)
- Reg. 18(7)
- Reg. 13(i)
- Reg. 25(1)(i)
- Reg. 2(u)
Parties
- Seema Jain
Holding
The Competent Authority found Ms. Seema Jain violated multiple provisions of the RA Regulations and Code of Conduct and prohibited her from taking up any new assignment or on-boarding new clients for one month with immediate effect.
Full text
__________________________________________________________________________________________ Order in respect of Seema Jain – Research Analyst
__________________________________________________________________________________________ Order in respect of Seema Jain – Research Analyst
__________________________________________________________________________________________ Order in respect of Seema Jain – Research Analyst
You have read the preview. Create a free account to read the full order, track this party, and analyse it in Ontology.
Free accounts include 10 searches/day with full order access.
Source: SecMarx — sebi:WTM/AS/MIRSD/MIRSD-SEC-4/32234/2025-26. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.