sebi:WTM/AS/MIRSD/MIRSD-SEC-1/30854/2024-25
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Proceedings disposed of without issuance of any direction
Provisions invoked
- s. 19
Regulations
- Reg. 27(5)
- Reg. 26
- Reg. 25(1)
- Reg. 27(1)
Parties
- Phillip Capital (India) Private Limited
Holding
The proceedings initiated against Phillip Capital (India) Private Limited were disposed of without issuance of any direction, in exercise of powers under Section 19 of the SEBI Act, 1992 read with Regulation 27(5) of the Intermediaries Regulations.
Full text
__________________________________________________________________________________________ Order in the matter of Phillip Capital (India) Private Limited Page 2 of 7
__________________________________________________________________________________________ Order in the matter of Phillip Capital (India) Private Limited Page 3 of 7
__________________________________________________________________________________________ Order in the matter of Phillip Capital (India) Private Limited Page 4 of 7
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Source: SecMarx — sebi:WTM/AS/MIRSD/MIRSD-SEC-1/30854/2024-25. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.