sebi:WTM/AB/IVD/ID5/18083/2022-23
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Facts / Headnote
Show cause notice disposed of without any direction
Provisions invoked
- s. 19
- s. 12(3)
- s. 2(27)
- s. 80J
- s. 10(27)
Regulations
- Reg. 3
- Reg. 28
- Reg. 27
- Reg. 9
- Reg. 26
- Reg. 25
- Reg. 28(1)
Parties
- Finquest Securities Pvt. Ltd.
Holding
The show cause notice dated January 21, 2021/2022 issued to Finquest Securities Pvt. Ltd. in the matter of Garware Polyester Ltd. was disposed of without any direction.
Full text
Order in the matter of Enquiry Proceedings against Finquest Securities Pvt. Ltd. Page 1 of 14 WTM/AB/IVD/ID5/18083/2022-23 SECURITIES AND EXCHANGE BOARD OF INDIA CORAM: ANANTA BARUA, WHOLE TIME MEMBER
Order in the matter of Enquiry Proceedings against Finquest Securities Pvt. Ltd. Page 2 of 14 i.e. Finquest Securities Limited (PAN No.: AABCB7028F) as stock broker for a period of six months.”
Order in the matter of Enquiry Proceedings against Finquest Securities Pvt. Ltd. Page 3 of 14 09/07/2013- 20/02/2014 (09/07/2013) (20/02/2014) (3323) Vol 15196 129494 (31/07/2013) 66 (29/08/2013) 746 Patch 4(Rise) 21/02/2014- 09/10/2014 Price 59.9 193.5 (23/09/2014) 56.6 (21/02/2014) 155.65 2528961 (16529) Vol 3965 347543 (22/09/2014) 87 (22/03/2014) 7243 Post Investigation period 10/10/2014- 08/01/2015 Price 151.15 165.7 (12/11/2014) 121.05 (17/12/2014) 131.4 391777 (6530) Vol 7581 44548 (13/11/2014) 1279 (10/12/2014) 5158
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Source: SecMarx — sebi:WTM/AB/IVD/ID5/18083/2022-23. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.