sebi:WTM/AB/IVD/ID5/16250/2022-23
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Facts / Headnote
Show cause notice dated August 25, 2020 disposed of without any direction
Provisions invoked
- s. 19
- s. 12A
- s. 12(3)
Regulations
- Reg. 3
- Reg. 9
- Reg. 28
- Reg. 27
- Reg. 28(1)
Parties
- Finquest Securities Pvt. Ltd.
Holding
The show cause notice issued to Finquest Securities Pvt. Ltd. alleging violations of PFUTP Regulations and Stock Brokers Regulations in connection with synchronized trades in the scrip of Crest was disposed of without any direction.
Full text
Order in the matter of enquiry proceedings against Finquest Securities Pvt. Ltd. Page 1 of 19 WTM/AB/IVD/ID5/16250/2022-23 SECURITIES AND EXCHANGE BOARD OF INDIA CORAM: ANANTA BARUA, WHOLE TIME MEMBER
Order in the matter of enquiry proceedings against Finquest Securities Pvt. Ltd. Page 2 of 19 i.e. Finquest Securities Limited (PAN No.: AABCB7028F) as stock broker for a period of six months.”
Order in the matter of enquiry proceedings against Finquest Securities Pvt. Ltd. Page 3 of 19 Chart-1: Price Volume movement of scrip of Crest at BSE
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Source: SecMarx — sebi:WTM/AB/IVD/ID5/16250/2022-23. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.