sebi:VKV/DL/AO-88/2016
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Facts / Headnote
Adjudication proceedings initiated vide Show Cause Notice dated December 18, 2015 disposed of without imposition of penalty
Provisions invoked
- s. 15
- s. 15H
- s. 15I
- s. 15J
- s. 15C
Parties
- M/s Vishal Lakto India Ltd
Holding
The Noticee was held not liable for monetary penalty under Section 15C of the SEBI Act, 1992 and the adjudication proceedings initiated vide Show Cause Notice dated December 18, 2015 were disposed of accordingly.
Full text
Adjudication Order against M/s Vishal Lakto India Ltd March 23, 2016 Page 2 of 6 2. In order to further remind the Noticee about the compliance with the requirements as laid down in the SEBI Circular dated June 03, 2011, letters dated January 31, 2012 and February 22, 2012, was sent to the Noticee informing about the commencement of processing of investor complaints in a centralized web based complaints redress system SCORES in terms of the Circular and advising the Noticee to send the information (i.e. details for authentication) as required in the Circular, at the earliest. However, both were undelivered.
Adjudication Order against M/s Vishal Lakto India Ltd March 23, 2016 Page 3 of 6 Subsequent to the transfer of Shri Ram Mohan Rao, the undersigned was appointed as Adjudicating Officer vide order dated June 25, 2013.
Adjudication Order against M/s Vishal Lakto India Ltd March 23, 2016 Page 4 of 6 given matter if another opportunity of hearing under Rule 4 (3) of Adjudication Rules is not provided to it.
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Source: SecMarx — sebi:VKV/DL/AO-88/2016. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.