sebi:VKV/DL/AO-84/2016
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Facts / Headnote
Adjudication proceedings initiated vide Show Cause Notice dated May 07, 2015 disposed of without penalty
Provisions invoked
- s. 15
- s. 15H
- s. 15I
- s. 15J
- s. 15C
Parties
- M/s Trend East West LPG Bottling Limited
Holding
The allegation that the Noticee violated Section 15C of the SEBI Act, 1992 is not tenable and the Noticee is not liable for monetary penalty under Section 15C. The adjudication proceedings were accordingly disposed of.
Full text
Adjudication Order against M/s Trend East West LPG Bottling Limited March 23, 2016 Page 2 of 6 2. In order to further remind the Noticee about the compliance with the requirements as laid down in the SEBI Circular dated June 03, 2011, letter dated January 11, 2012, was sent to the Noticee informing about the commencement of processing of investor complaints in a centralized web based complaints redress system SCORES in terms of the Circular and advising the Noticee to send the information (i.e. details for authentication) as required in the Circular, at the earliest. However, the same was undelivered.
Adjudication Order against M/s Trend East West LPG Bottling Limited March 23, 2016 Page 3 of 6 Section 15C of the SEBI Act, 1992, the alleged violations committed by the Noticee. Subsequent to the transfer of Shri Ram Mohan Rao, the undersigned was appointed as Adjudicating Officer vide order dated June 25, 2013.
Adjudication Order against M/s Trend East West LPG Bottling Limited March 23, 2016 Page 4 of 6 within 07 days of publication of the aforesaid notice and to submit its reply if any, within 14 days thereafter. However, the Noticee did not submitted its reply in response to the published notice.
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Source: SecMarx — sebi:VKV/DL/AO-84/2016. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.