sebi:VKV/DL/AO-26/2016
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Facts / Headnote
Adjudication proceedings disposed of without penalty
Provisions invoked
- s. 15
- s. 15H
- s. 15I
- s. 15J
- s. 15C
Parties
- M/s Swadeshi Alloys Ltd.
Holding
The Adjudicating Officer held that M/s Swadeshi Alloys Ltd. had not violated Section 15C of the SEBI Act, 1992 and disposed of the adjudication proceedings initiated vide Show Cause Notice dated December 18, 2015 without imposing any monetary penalty.
Full text
Adjudicating Order in respect of Swadeshi Alloys Ltd. Ltd. February 09, 2016 Page 2 of 5 and advising the Noticee to send the information (i.e. details for authentication) as required in the Circular, at the earliest. The above mentioned letter returned undelivered.
Adjudicating Order in respect of Swadeshi Alloys Ltd. Ltd. February 09, 2016 Page 3 of 5 have been committed by the Noticee.
Adjudicating Order in respect of Swadeshi Alloys Ltd. Ltd. February 09, 2016 Page 4 of 5 ISSUE 1: Whether the Noticee has violated the provisions of Section 15C of SEBI Act, 1992?
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Source: SecMarx — sebi:VKV/DL/AO-26/2016. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.