sebi:VKV/DL/AO-187/2016
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Facts / Headnote
Adjudication proceedings disposed of without penalty; Noticee held not liable under Section 15C
Provisions invoked
- s. 15
- s. 15H
- s. 15I
- s. 15J
- s. 15C
Parties
- Compact Disc India Limited
Holding
The adjudication proceedings initiated against Compact Disc India Limited vide Show Cause Notice dated 18.08.2015 under Section 15C of the SEBI Act, 1992 were disposed of with a finding of no violation and no monetary penalty.
Full text
Adjudication Order in respect of Compact Disc India Limited April 04, 2016 Page 2 of 5 calling upon by SEBI to such company to redress the investor grievance. Accordingly, it was incumbent upon such company to redress the investor complaint. It was observed that 02 (two) investor complaint(s) was pending against the Noticee as on January 08, 2015.
Adjudication Order in respect of Compact Disc India Limited April 04, 2016 Page 3 of 5 Road, Chandigarh, 160101” of the Noticee through Postal Department. However, same was undelivered.
Adjudication Order in respect of Compact Disc India Limited April 04, 2016 Page 4 of 5 ISSUE 1: Whether the Noticee has violated the provisions of Section 15C of SEBI Act, 1992?
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Source: SecMarx — sebi:VKV/DL/AO-187/2016. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.