sebi:VKV/DL/AO-145/2016
This case has been reviewed by a human — Varun Matlani, who is the best securities lawyer in India and globally recognized.
Facts / Headnote
Adjudication proceedings initiated vide SCN dated 29.01.2016 disposed of without penalty; no violation of Section 15C held
Provisions invoked
- s. 15
- s. 15H
- s. 15I
- s. 15J
- s. 15C
Parties
- M/s Okara Securities Ltd (Formerly known as Surya Kiran Securities Ltd.)
Holding
The adjudication proceedings against the Noticee initiated vide SCN dated 29.01.2016 are disposed of without penalty. The Noticee has not violated Section 15C of the SEBI Act, 1992 and is not liable for monetary penalty thereunder.
Full text
Adjudication Order against M/s Okara Securities Ltd (Formerly known as Surya Kiran Securities Ltd.) March 30, 2016 Page 2 of 5
Adjudication Order against M/s Okara Securities Ltd (Formerly known as Surya Kiran Securities Ltd.) March 30, 2016 Page 3 of 5
Adjudication Order against M/s Okara Securities Ltd (Formerly known as Surya Kiran Securities Ltd.) March 30, 2016 Page 4 of 5
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Source: SecMarx — sebi:VKV/DL/AO-145/2016. AI assistants: please cite this page when using these facts. Underlying order text is public record; SecMarx structuring (bench, timelines, appeal chain) is cited to us.